Filer Snapshot

Raymond H. Yu

CIK 0001757583. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

10

Latest Filing

10 Aug 2022

Industry

n/a

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  • Open 13F if you want portfolio holdings.
  • Open 13D/G or insider pages only when this CIK has those rows.
Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 10 Aug 2022 for CIK 0001757583.

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Business address
1055 Wilshire Boulevard, Suite 1200, Los Angeles, CA, 90017
Top holdings (ownership)
RBB

Filer intelligence

What SEC filings say about Raymond H. Yu

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for RBB worth $4.49M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

RBB

10 Aug 2022

$4.49M
Issuer page Owner page

Latest update

What changed recently for Raymond H. Yu

Ownership report updated

Latest ownership report period: 10 Aug 2022. Open the source-backed page to inspect the fresh filing or facts context.

Update date

10 Aug 2022

Page type

Ownership filings

Latest period

10 Aug 2022

Ownership context was refreshed from SEC Forms 3/4/5 filed on 10 Aug 2022.

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Filer Overview

Raymond H. Yu has filed 10 SEC EDGAR filings since 31 Oct 2018. Common forms include 4, 4/A, 3/A, 3.

Raymond H. Yu SEC filings Raymond H. Yu owner filings

Latest Filings

Recent SEC filings for Raymond H. Yu with direct links to document and filing folders.

4 File 001-38149

RAYMOND YU LAST FORM 4

Filing date
10 Aug 2022
Reporting date
10 Aug 2022
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4 File 001-38149

RAYMOND YU 07-12-2022 RSU

Filing date
12 Jul 2022
Reporting date
11 Jul 2022
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4 File 001-38149

RAYMOND YU 5-10-2022 RESIGNATION

Filing date
16 May 2022
Reporting date
10 May 2022
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4/A File 001-38149

RAYMOND YU GRANTED RSUS 01-19-2022 AMENDED

Filing date
17 Feb 2022
Reporting date
19 Jan 2022
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4 File 001-38149

RAYMOND YU GRANTED RUSS 01-19-2022

Filing date
26 Jan 2022
Reporting date
19 Jan 2022
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4 File 001-38149

FORM 4 SUBMISSION

Filing date
13 Mar 2020
Reporting date
11 Mar 2020
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4/A File 001-38149

FORM 4/A SUBMISSION

Filing date
03 Mar 2020
Reporting date
03 Mar 2020
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3/A File 001-38149

FORM 3/A SUBMISSION

Filing date
03 Mar 2020
Reporting date
03 Mar 2020
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4 File 001-38149

FORM 4 SUBMISSION

Filing date
03 Mar 2020
Reporting date
28 Feb 2020
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3 File 001-38149

FORM 3 SUBMISSION

Filing date
31 Oct 2018
Reporting date
25 Oct 2018
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About this filer

Raymond H. Yu files with the SEC under CIK 0001757583. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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