Entity Type
Individual
Filer Snapshot
Alfonso Lau
CIK 0001756866. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Total Filings
8
Latest Filing
04 Aug 2022
Industry
n/a
Follow future filing-backed changes
Save this filer to return when a new filing changes the portfolio, large-stake, insider, or company context.
Save and revisit
Save this filer page
Create a free account to keep this page in your watchlists. After verification, we will save it automatically and open your saved research list.
Best next click
Start with the summary below, then verify the strongest source-backed page for this filer.
- Open 13F if you want portfolio holdings.
- Open 13D/G or insider pages only when this CIK has those rows.
Source: SEC Forms 3/4/5
View Source Filing
4 filed on 04 Aug 2022 for CIK 0001756866.
- Business address
- 1055 Wilshire Boulevard, Suite 1200, Los Angeles, CA, 90017
- Top holdings (ownership)
- RBB
Filer intelligence
What SEC filings say about Alfonso Lau
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
- Forms 3/4/5 show insider context for RBB worth $3.11M.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
Forms 3/4/5 insider context
RBB
04 Aug 2022
Latest update
What changed recently for Alfonso Lau
Latest ownership report period: 04 Aug 2022. Open the source-backed page to inspect the fresh filing or facts context.
Update date
04 Aug 2022
Page type
Ownership filings
Latest period
04 Aug 2022
Ownership context was refreshed from SEC Forms 3/4/5 filed on 04 Aug 2022.
Filer Overview
Alfonso Lau has filed 8 SEC EDGAR filings since 31 Oct 2018. Common forms include 4, 4/A, 3/A, 3.
Latest Filings
Recent SEC filings for Alfonso Lau with direct links to document and filing folders.
4
File 001-38149
ALFONSO LAU LAST FORM 4
- Filing date
- 04 Aug 2022
- Reporting date
- 04 Aug 2022
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 001-38149
ALFONSO LAU 5-18-2022 RSU
- Filing date
- 20 May 2022
- Reporting date
- 18 May 2022
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 001-38149
ALFONSO LAU 5-5-2022 RESIGNATION
- Filing date
- 10 May 2022
- Reporting date
- 05 May 2022
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4/A
File 001-38149
ALFONSO LAU 1/19/2022 GRANTED RSUS AMENDED
- Filing date
- 17 Feb 2022
- Reporting date
- 19 Jan 2022
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 001-38149
ALFONSO LAU 1/19/2022 GRANTED RSUS
- Filing date
- 25 Jan 2022
- Reporting date
- 19 Jan 2022
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 001-38149
FORM 4 SUBMISSION
- Filing date
- 15 May 2020
- Reporting date
- 13 May 2020
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
3/A
File 001-38149
FORM 3/A SUBMISSION
- Filing date
- 04 Mar 2020
- Reporting date
- 04 Mar 2020
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
3
File 001-38149
FORM 3 SUBMISSION
- Filing date
- 31 Oct 2018
- Reporting date
- 25 Oct 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
About this filer
Alfonso Lau files with the SEC under CIK 0001756866. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.