Filer Snapshot

David P. Richards

CIK 0001726170. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

13

Latest Filing

14 Nov 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for BGC. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

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13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 14 Nov 2025 for CIK 0001726170.

View Source Filing
Identity
Business address
C/O Bgc Partners, Inc., 499 Park Avenue, New York, NY, 10022
SEC ownership signals
Filing-backed coverage

Insider holdings value

$236.5K

Parsed Forms 3/4/5 holdings where value can be estimated.

Filer intelligence

What SEC filings say about David P. Richards

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for BGC worth $236.5K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

BGC

12 Nov 2025

$236.5K

Latest update

What changed recently for David P. Richards

Ownership report updated

Latest ownership report period: 12 Nov 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

14 Nov 2025

Page type

Ownership filings

Latest period

12 Nov 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 14 Nov 2025.

SEC filing record

CIK 0001726170 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
13
First seen
21 Dec 2017
Latest filing
14 Nov 2025
Entity
Individual

Latest Filings

Showing the latest 12 of 13 SEC filings for David P. Richards.

4 File 001-35591

FORM 4

Filing date
14 Nov 2025
Reporting date
12 Nov 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

FORM 4

Filing date
18 Sep 2024
Reporting date
16 Sep 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

FORM 4

Filing date
12 Aug 2024
Reporting date
08 Aug 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

RICHARDS - FORM 4

Filing date
16 Nov 2023
Reporting date
14 Nov 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

4 filing

Filing date
03 Jul 2023
Reporting date
01 Jul 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

4 filing

Filing date
03 Jul 2023
Reporting date
01 Jul 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-28191

FORM 4

Filing date
30 Dec 2022
Reporting date
30 Dec 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-28191

FORM4

Filing date
24 Nov 2021
Reporting date
22 Nov 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-28191

FORM 4

Filing date
15 Jun 2020
Reporting date
11 Jun 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 000-28191

FORM 4

Filing date
26 Jun 2019
Reporting date
25 Jun 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

FORM 4

Filing date
22 Jun 2018
Reporting date
20 Jun 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35591

2128294775

Filing date
21 Dec 2017
Reporting date
19 Dec 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
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