ROCKEFELLER FINANCIAL LLC SEC EDGAR Filings (CIK 0001723502)

SEC EDGAR filings, ownership reports, and insider transactions for ROCKEFELLER FINANCIAL LLC.

Business address
45 Rockefeller Plaza, Floor 5, New York, NY, 10111
State of incorporation
DE
Fiscal year end
31 December
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ROCKEFELLER FINANCIAL LLC has filed 39 SEC EDGAR filings since 12 Feb 2019

Latest Filings

Recent SEC filings for ROCKEFELLER FINANCIAL LLC including 13F-NT, 13F-NT/A, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-19121
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 15 Aug 2025 30 Jun 2025 028-19121
N-PX Open N-PX document View SEC filing for N-PX 12 Aug 2025 30 Jun 2025 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Aug 2025 30 Jun 2025 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-19121
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 17 Mar 2025 31 Dec 2024 008-70054
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 25 Feb 2025 31 Dec 2024 008-70054
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2024 30 Sep 2024 028-19121
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 10 Sep 2024 31 Dec 2020 008-70054
N-PX Open N-PX document View SEC filing for N-PX 19 Aug 2024 30 Jun 2024 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2024 30 Jun 2024 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2024 31 Mar 2024 028-19121
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2024 31 Dec 2023 008-70054
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2024 31 Dec 2023 008-70054
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2024 31 Dec 2023 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2023 30 Sep 2023 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2023 30 Jun 2023 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 May 2023 31 Mar 2023 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Mar 2023 31 Dec 2022 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2022 30 Sep 2022 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2022 30 Jun 2022 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2022 31 Mar 2022 028-19121
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2022 31 Dec 2021 008-70054
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2022 31 Dec 2021 008-70054
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2021 30 Sep 2021 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2021 30 Jun 2021 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2021 31 Mar 2021 028-19121
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 02 Mar 2021 31 Dec 2020 008-70054
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2021 31 Dec 2020 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2020 30 Sep 2020 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2020 30 Jun 2020 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2020 31 Mar 2020 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2020 31 Dec 2019 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2019 30 Sep 2019 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Aug 2019 30 Jun 2019 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 May 2019 31 Mar 2019 028-19121
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2019 31 Dec 2018 028-19121

About this filer

ROCKEFELLER FINANCIAL LLC files with the SEC under CIK 0001723502. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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