Filer Snapshot

Stephen M. Fleming

CIK 0001718110. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

13

Latest Filing

06 Oct 2021

Industry

n/a

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  • Open 13D/G or insider pages only when this CIK has those rows.
Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 06 Oct 2021 for CIK 0001718110.

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Business address
49 Front Street, Suite #206, Rockville Centre, NY, 11570
Top holdings (ownership)
WKHS

Filer intelligence

What SEC filings say about Stephen M. Fleming

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for WKHS worth $135.6K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

WKHS

25 Aug 2021 ยท Vice President

$135.6K
Issuer page Owner page

Latest update

What changed recently for Stephen M. Fleming

Ownership report updated

Latest ownership report period: 25 Aug 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

06 Oct 2021

Page type

Ownership filings

Latest period

25 Aug 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 06 Oct 2021.

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Filer Overview

Stephen M. Fleming has filed 13 SEC EDGAR filings since 09 Jan 2018. Common forms include 4, 3, SC 13G/A, SC 13G.

Stephen M. Fleming SEC filings Stephen M. Fleming owner filings

Latest Filings

Recent SEC filings for Stephen M. Fleming with direct links to document and filing folders.

4 File 001-37673

FORM 4

Filing date
06 Oct 2021
Reporting date
25 Aug 2021
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4 File 001-37673

FORM 4

Filing date
06 Jul 2021
Reporting date
21 May 2021
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4 File 001-37673

FORM 4

Filing date
01 Mar 2021
Reporting date
25 Feb 2021
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4 File 001-37673

FORM 4

Filing date
12 Jan 2021
Reporting date
08 Jan 2021
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4 File 001-37673

FORM 4

Filing date
16 Dec 2020
Reporting date
14 Dec 2020
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4 File 001-37673

FORM 4

Filing date
20 Oct 2020
Reporting date
16 Oct 2020
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4 File 001-37673

FORM 4

Filing date
16 Sep 2020
Reporting date
14 Sep 2020
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4 File 001-37673

4 filing

Filing date
15 Jul 2020
Reporting date
13 Jul 2020
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4 File 001-37673

4 filing

Filing date
06 Jul 2020
Reporting date
01 Jul 2020
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4 File 001-37673

FORM 4

Filing date
26 May 2020
Reporting date
21 May 2020
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3 File 001-37673

FORM 3

Filing date
15 Nov 2019
Reporting date
06 Nov 2019
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SC 13G/A

SC 13G/A

Filing date
10 Jan 2018
Reporting date
Not listed
SEC evidence
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SC 13G

SC 13G

Filing date
09 Jan 2018
Reporting date
Not listed
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About this filer

Stephen M. Fleming files with the SEC under CIK 0001718110. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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