Filer Snapshot

Joel K. Caldwell

CIK 0001715463. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

6

Latest filing

29 Jan 2024

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for LADX. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 29 Jan 2024 for CIK 0001715463.

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Business address
11726 San Vicente Blvd., Suite 650, Los Angeles, CA, 90049

Filer intelligence

What SEC filings say about Joel K. Caldwell

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for LADX.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

LADX

15 Jan 2024

Issuer page Owner page

Latest update

What changed recently for Joel K. Caldwell

Ownership report updated

Latest ownership report period: 15 Jan 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

29 Jan 2024

Page type

Ownership filings

Latest period

15 Jan 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 29 Jan 2024.

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SEC filing record

CIK 0001715463 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
6
First seen
06 Sep 2017
Latest filing
29 Jan 2024
Entity
Individual

Observed form types

4 3

CIK-linked evidence first

Joel K. Caldwell SEC filings Joel K. Caldwell owner filings Open SEC filing index

Latest Filings

Showing the latest 6 of 6 SEC filings for Joel K. Caldwell.

4 File 000-15327

4 filing

Filing date
29 Jan 2024
Reporting date
15 Jan 2024
SEC evidence
Open document Open filing
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4 File 000-15327

4 filing

Filing date
13 Aug 2020
Reporting date
07 Aug 2020
SEC evidence
Open document Open filing
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4 File 000-15327

4 filing

Filing date
17 Dec 2019
Reporting date
13 Dec 2019
SEC evidence
Open document Open filing
Next action
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4 File 000-15327

FORM 4

Filing date
19 Dec 2017
Reporting date
15 Dec 2017
SEC evidence
Open document Open filing
Next action
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4 File 000-15327

FORM 4

Filing date
06 Sep 2017
Reporting date
12 Jul 2017
SEC evidence
Open document Open filing
Next action
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3 File 000-15327

FORM 3

Filing date
06 Sep 2017
Reporting date
12 Jul 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
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