Filer Snapshot

Marc D. Grossman

CIK 0001710031. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

13

Latest filing

21 Dec 2022

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for ESQ. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 21 Dec 2022 for CIK 0001710031.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$1.09M

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$1.09M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

ESQ
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
100 Jericho Quadrangle, Suite 100, Jericho, NY, 11753

Filer intelligence

What SEC filings say about Marc D. Grossman

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for ESQ worth $1.09M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

ESQ

19 Dec 2022

$1.09M
Issuer page Owner page

Latest update

What changed recently for Marc D. Grossman

Ownership report updated

Latest ownership report period: 19 Dec 2022. Open the source-backed page to inspect the fresh filing or facts context.

Update date

21 Dec 2022

Page type

Ownership filings

Latest period

19 Dec 2022

Ownership context was refreshed from SEC Forms 3/4/5 filed on 21 Dec 2022.

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SEC filing record

CIK 0001710031 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
13
First seen
26 Jun 2017
Latest filing
21 Dec 2022
Entity
Individual

Observed form types

4 4/A 3

CIK-linked evidence first

Marc D. Grossman SEC filings Marc D. Grossman owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 13 SEC filings for Marc D. Grossman.

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4 File 001-38131

FORM 4

Filing date
21 Dec 2022
Reporting date
19 Dec 2022
SEC evidence
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4/A File 001-38131

FORM 4/A

Filing date
15 Dec 2021
Reporting date
16 Dec 2020
SEC evidence
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4 File 001-38131

FORM 4

Filing date
13 Dec 2021
Reporting date
09 Dec 2021
SEC evidence
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4 File 001-38131

FORM 4

Filing date
18 Dec 2020
Reporting date
16 Dec 2020
SEC evidence
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4/A File 001-38131

FORM 4/A

Filing date
01 Jun 2020
Reporting date
27 May 2020
SEC evidence
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4 File 001-38131

OWNERSHIP DOCUMENT

Filing date
29 May 2020
Reporting date
27 May 2020
SEC evidence
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4 File 001-38131

FORM 4

Filing date
15 May 2020
Reporting date
14 May 2020
SEC evidence
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4 File 001-38131

FORM 4

Filing date
21 Apr 2020
Reporting date
17 Mar 2020
SEC evidence
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4 File 001-38131

FORM 4

Filing date
20 Apr 2020
Reporting date
16 Apr 2020
SEC evidence
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4 File 001-38131

FORM 4

Filing date
23 Dec 2019
Reporting date
19 Dec 2019
SEC evidence
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4 File 001-38131

FORM 4

Filing date
21 Dec 2018
Reporting date
10 Dec 2018
SEC evidence
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4 File 001-38131

FORM 4

Filing date
07 Feb 2018
Reporting date
23 Jan 2018
SEC evidence
Open document Open filing
Next action
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