A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Richard J. Kim

CIK 0001705154. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

04 Mar 2024

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for AVDL. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Insider / owner context

AVDL

20 Feb 2024

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Source: SEC Forms 3/4/5

4 filed on 04 Mar 2024 for CIK 0001705154.

View source filing

Business address: 16 Fairway Drive, West Windsor, NJ, 08550

Filer intelligence

What SEC filings say about Richard J. Kim

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for AVDL.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

AVDL

20 Feb 2024 · Chief Commercial Officer

Issuer page Owner page

Latest update

What changed recently for Richard J. Kim

Ownership report updated

Latest ownership report period: 20 Feb 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

04 Mar 2024

Page type

Ownership filings

Latest period

20 Feb 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 04 Mar 2024.

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SEC filing record

CIK 0001705154 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

12 May 2017

Latest filing

04 Mar 2024

Entity

Individual

Observed form types

4 3

CIK-linked evidence first

Richard J. Kim SEC filings Richard J. Kim owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 26 SEC filings for Richard J. Kim.

Open full filing history

4 File 001-37977

OWNERSHIP DOCUMENT

Filing date: 04 Mar 2024
Reporting date: 20 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

OWNERSHIP DOCUMENT

Filing date: 05 Jun 2023
Reporting date: 05 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

FORM 4 -

Filing date: 09 Dec 2021
Reporting date: 07 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37977

FORM 4 -

Filing date: 17 Feb 2021
Reporting date: 15 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-37977

FORM 3 -

Filing date: 17 Feb 2021
Reporting date: 15 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 05 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 05 Oct 2020
Reporting date: 01 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 06 Jul 2020
Reporting date: 01 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 03 Apr 2020
Reporting date: 01 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 27 Jan 2020
Reporting date: 23 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 03 Jan 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-35668

OWNERSHIP DOCUMENT

Filing date: 03 Oct 2019
Reporting date: 01 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

Richard J. Kim

Start with the SEC data that changes for this CIK

What SEC filings say about Richard J. Kim

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Richard J. Kim

CIK 0001705154 filing coverage

Latest Filings

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 4 -

FORM 4 -

FORM 3 -

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

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