Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001703317.
Entity Type
Individual
Total Filings
25
Latest Filing
28 May 2025
Industry
n/a
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4 filed on 28 May 2025 for CIK 0001703317.
4 filed on 28 May 2025 for CIK 0001703317.
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A newly filed 4 can change the filing history, ownership context, or next research path for James L. Exum.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 23 May 2025. Open the source-backed page to inspect the fresh filing or facts context.
Update date
28 May 2025
Page type
Ownership filings
Latest period
23 May 2025
Ownership context was refreshed from SEC Forms 3/4/5 filed on 28 May 2025.
James L. Exum has filed 25 SEC EDGAR filings since 11 Apr 2017. Common forms include 4, 3.
Recent SEC filings for James L. Exum with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 May 2025 | 23 May 2025 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 May 2024 | 24 May 2024 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 May 2023 | 19 May 2023 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 May 2022 | 20 May 2022 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 May 2021 | 21 May 2021 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Dec 2020 | 11 Dec 2020 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Nov 2020 | 02 Nov 2020 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Aug 2020 | 31 Jul 2020 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 May 2020 | 30 Apr 2020 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Feb 2020 | 31 Jan 2020 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Nov 2019 | 25 Nov 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 04 Nov 2019 | 31 Oct 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Aug 2019 | 31 Jul 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 May 2019 | 17 May 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 May 2019 | 30 Apr 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Feb 2019 | 31 Jan 2019 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Nov 2018 | 31 Oct 2018 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Aug 2018 | 31 Jul 2018 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 22 May 2018 | 18 May 2018 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 May 2018 | 30 Apr 2018 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Feb 2018 | 31 Jan 2018 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Nov 2017 | 31 Oct 2017 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Aug 2017 | 31 Jul 2017 | 001-37875 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 23 May 2017 | 19 May 2017 | 001-37875 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 11 Apr 2017 | 01 Apr 2017 | 001-37875 |
James L. Exum files with the SEC under CIK 0001703317. This page aggregates EDGAR filings and related ownership activity.