Brian K. Ratzan

Business address
3 Greenwich Office Park, 2 Nd Floor, Greenwich, CT, 06831
Top holdings (ownership)
SMPL and ADV
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Brian K. Ratzan has filed 39 SEC EDGAR filings since 14 Jul 2016

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing FORM 4 09 Sep 2025 06 Sep 2025 001-38115
4 Open Document Open Filing 4 29 May 2025 28 May 2025 001-38990
4 Open Document Open Filing FORM 4 14 Nov 2024 14 Nov 2024 001-38115
144 Open Document Open Filing 14 Nov 2024
4 Open Document Open Filing FORM 4 12 Nov 2024 11 Nov 2024 001-38115
4 Open Document Open Filing FORM 4 08 Nov 2024 06 Nov 2024 001-38115
144 Open Document Open Filing 07 Nov 2024
4 Open Document Open Filing FORM 4 09 Sep 2024 06 Sep 2024 001-38115
4 Open Document Open Filing 4 31 May 2024 29 May 2024 001-38990
4 Open Document Open Filing FORM 4 05 Jan 2024 04 Jan 2024 001-38115
144 Open Document Open Filing 04 Jan 2024
4 Open Document Open Filing FORM 4 08 Dec 2023 07 Dec 2023 001-38115
4 Open Document Open Filing FORM 4 06 Dec 2023 04 Dec 2023 001-38115
4 Open Document Open Filing FORM 4 29 Nov 2023 27 Nov 2023 001-38115
144 Open Document Open Filing 27 Nov 2023
4 Open Document Open Filing 4 14 Nov 2023 10 Nov 2023 001-38990
4 Open Document Open Filing FORM 4 07 Sep 2023 06 Sep 2023 001-38115
4 Open Document Open Filing FORM 4 26 Jul 2023 24 Jul 2023 001-38115
144 Open Document Open Filing 24 Jul 2023
4 Open Document Open Filing FORM 4 SUBMISSION 25 May 2023 24 May 2023 001-38990
4 Open Document Open Filing FORM 4 16 May 2023 15 May 2023 001-38115
144 Open Document Open Filing 16 May 2023
4 Open Document Open Filing 20 Sep 2022 16 Sep 2022 001-38990
4 Open Document Open Filing FORM 4 07 Sep 2022 06 Sep 2022 001-38115
4 Open Document Open Filing 27 May 2022 25 May 2022 001-38990
4 Open Document Open Filing 01 Nov 2021 28 Oct 2021 001-38990
4 Open Document Open Filing FORM 4 08 Sep 2021 06 Sep 2021 001-38115
3 Open Document Open Filing 09 Aug 2021 09 Aug 2021 001-40719
4 Open Document Open Filing FORM 4 08 Sep 2020 06 Sep 2020 001-38115
4 Open Document Open Filing FORM 4 13 Apr 2020 13 Apr 2020 001-38115
4 Open Document Open Filing FORM 4 03 Feb 2020 03 Feb 2020 001-38115
4 Open Document Open Filing FORM 4 10 Sep 2019 06 Sep 2019 001-38115
3 Open Document Open Filing 17 Jul 2019 17 Jul 2019 001-38990
4 Open Document Open Filing FORM 4 07 Sep 2018 06 Sep 2018 001-38115
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Feb 2018 09 Feb 2018 001-38115
4 Open Document Open Filing FORM 4 08 Sep 2017 06 Sep 2017 001-38115
4 Open Document Open Filing OWNERSHIP DOCUMENT 11 Jul 2017 07 Jul 2017 001-37828
3 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2017 07 Jul 2017 001-38115
3 Open Document Open Filing OWNERSHIP DOCUMENT 14 Jul 2016 14 Jul 2016 001-37828