Filer Snapshot

Brian K. Ratzan SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001679746.

Entity Type

Individual

Total Filings

40

Latest Filing

30 Jan 2026

Industry

n/a

Save this filer page for the next filing cycle

Keep this page in your research queue, then return to compare new filings with prior context.

Save and revisit

Save this filer page

Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.

Create free account to save and revisit this page

Best next steps

Start with the latest filings table, then open the strongest context page for this filer.

  • Use the filings table to verify the newest submission, form type, and report period.
  • Open the deeper context page only when this filer actually has insider or ownership signal.
Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 30 Jan 2026 for CIK 0001679746.

View Source Filing
Business address
3 Greenwich Office Park, 2 Nd Floor, Greenwich, CT, 06831
Top holdings (ownership)
SMPL and ADV

Quick Takeaways

  • Brian K. Ratzan is an SEC filer tracked under CIK 0001679746.
  • 40 filings are listed on this profile.
  • Common form coverage includes 4, 144, 3.

What Changed

  • Latest filing: 4 filed on 30 Jan 2026.
  • Report period: 28 Jan 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 30 Jan 2026 for CIK 0001679746.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Brian K. Ratzan.

Latest source-backed update
4 filed 30 Jan 2026
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 30 Jan 2026.
  • Save this filer if you want a stable place to return after the next filing cycle.
  • Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for Brian K. Ratzan

Ownership report updated

Latest ownership report period: 28 Jan 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

30 Jan 2026

Page type

Ownership filings

Latest period

28 Jan 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 30 Jan 2026.

Open ownership filings Browse recent public updates

Filer Overview

Brian K. Ratzan has filed 40 SEC EDGAR filings since 14 Jul 2016. Common forms include 4, 144, 3.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Brian K. Ratzan with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2026 28 Jan 2026 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 09 Sep 2025 06 Sep 2025 001-38115
4 Open 4 document View SEC filing for 4 4 29 May 2025 28 May 2025 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 14 Nov 2024 14 Nov 2024 001-38115
144 Open 144 document View SEC filing for 144 14 Nov 2024
4 Open 4 document View SEC filing for 4 FORM 4 12 Nov 2024 11 Nov 2024 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 08 Nov 2024 06 Nov 2024 001-38115
144 Open 144 document View SEC filing for 144 07 Nov 2024
4 Open 4 document View SEC filing for 4 FORM 4 09 Sep 2024 06 Sep 2024 001-38115
4 Open 4 document View SEC filing for 4 4 31 May 2024 29 May 2024 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 05 Jan 2024 04 Jan 2024 001-38115
144 Open 144 document View SEC filing for 144 04 Jan 2024
4 Open 4 document View SEC filing for 4 FORM 4 08 Dec 2023 07 Dec 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 06 Dec 2023 04 Dec 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 29 Nov 2023 27 Nov 2023 001-38115
144 Open 144 document View SEC filing for 144 27 Nov 2023
4 Open 4 document View SEC filing for 4 4 14 Nov 2023 10 Nov 2023 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2023 06 Sep 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 26 Jul 2023 24 Jul 2023 001-38115
144 Open 144 document View SEC filing for 144 24 Jul 2023
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2023 24 May 2023 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2023 15 May 2023 001-38115
144 Open 144 document View SEC filing for 144 16 May 2023
4 Open 4 document View SEC filing for 4 20 Sep 2022 16 Sep 2022 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2022 06 Sep 2022 001-38115
4 Open 4 document View SEC filing for 4 27 May 2022 25 May 2022 001-38990
4 Open 4 document View SEC filing for 4 01 Nov 2021 28 Oct 2021 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2021 06 Sep 2021 001-38115
3 Open 3 document View SEC filing for 3 09 Aug 2021 09 Aug 2021 001-40719
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2020 06 Sep 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 13 Apr 2020 13 Apr 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 03 Feb 2020 03 Feb 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 10 Sep 2019 06 Sep 2019 001-38115
3 Open 3 document View SEC filing for 3 17 Jul 2019 17 Jul 2019 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2018 06 Sep 2018 001-38115
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Feb 2018 09 Feb 2018 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2017 06 Sep 2017 001-38115
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Jul 2017 07 Jul 2017 001-37828
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Jul 2017 07 Jul 2017 001-38115
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 14 Jul 2016 14 Jul 2016 001-37828

About this filer

Brian K. Ratzan files with the SEC under CIK 0001679746. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.