Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001678987.
Entity Type
Individual
Total Filings
13
Latest Filing
10 Oct 2024
Industry
n/a
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4 filed on 10 Oct 2024 for CIK 0001678987.
4 filed on 10 Oct 2024 for CIK 0001678987.
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A newly filed 4 can change the filing history, ownership context, or next research path for Roger J. Waltzman.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 09 Oct 2024. Open the source-backed page to inspect the fresh filing or facts context.
Update date
10 Oct 2024
Page type
Ownership filings
Latest period
09 Oct 2024
Ownership context was refreshed from SEC Forms 3/4/5 filed on 10 Oct 2024.
Roger J. Waltzman has filed 13 SEC EDGAR filings since 07 Jul 2016. Common forms include 4, 3.
Recent SEC filings for Roger J. Waltzman with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | 10 Oct 2024 | 09 Oct 2024 | 001-40652 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Jan 2024 | 22 Jan 2024 | 001-40652 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Aug 2023 | 07 Aug 2023 | 001-40652 | |
| 3 | Open 3 document | View SEC filing for 3 | 07 Aug 2023 | 07 Aug 2023 | 001-40652 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2023 | 15 Feb 2023 | 001-32979 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2022 | 15 Feb 2022 | 001-32979 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Feb 2021 | 15 Feb 2021 | 001-32979 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Feb 2020 | 14 Feb 2020 | 001-32979 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 Feb 2019 | 19 Feb 2019 | 001-32979 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 21 Feb 2019 | 19 Feb 2019 | 001-32979 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 21 Dec 2016 | 19 Dec 2016 | 001-36714 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 16 Aug 2016 | 12 Aug 2016 | 001-36714 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 07 Jul 2016 | 01 Jul 2016 | 001-36714 |
Roger J. Waltzman files with the SEC under CIK 0001678987. This page aggregates EDGAR filings and related ownership activity.