B. RILEY CAPITAL MANAGEMENT, LLC SEC EDGAR Filings (CIK 0001658704)

SEC EDGAR filings, ownership reports, and insider transactions for B. RILEY CAPITAL MANAGEMENT, LLC.

Business address
11100 Santa Monica Blvd., Suite 800, Los Angeles, CA, 90025
State of incorporation
NY
Fiscal year end
31 December
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B. RILEY CAPITAL MANAGEMENT, LLC has filed 137 SEC EDGAR filings since 19 Nov 2015

Latest Filings

Recent SEC filings for B. RILEY CAPITAL MANAGEMENT, LLC including 13F-NT, 4, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2021 30 Sep 2021 028-17147
4 Open 4 document View SEC filing for 4 20 Oct 2021 18 Oct 2021 001-38864
4 Open 4 document View SEC filing for 4 18 Oct 2021 14 Oct 2021 001-39291
4 Open 4 document View SEC filing for 4 04 Oct 2021 30 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 29 Sep 2021 27 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Sep 2021 17 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Sep 2021 15 Sep 2021 001-38864
4 Open 4 document View SEC filing for 4 10 Sep 2021 08 Sep 2021 001-38864
4 Open 4 document View SEC filing for 4 09 Sep 2021 07 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 03 Sep 2021 01 Sep 2021 001-39291
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 31 Aug 2021 27 Aug 2021 001-39291
4/A Open 4/A document View SEC filing for 4/A 30 Aug 2021 24 Aug 2021 001-39291
4 Open 4 document View SEC filing for 4 27 Aug 2021 24 Aug 2021 001-39291
4 Open 4 document View SEC filing for 4 25 Aug 2021 23 Aug 2021 001-38907
4 Open 4 document View SEC filing for 4 23 Aug 2021 19 Aug 2021 001-38864
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2021 30 Jun 2021 028-17147
3 Open 3 document View SEC filing for 3 29 Jun 2021 25 Jun 2021 000-52049
4 Open 4 document View SEC filing for 4 24 May 2021 20 May 2021 001-12471
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2021 31 Mar 2021 028-17147
4 Open 4 document View SEC filing for 4 28 Apr 2021 26 Apr 2021 001-13449
4 Open 4 document View SEC filing for 4 12 Apr 2021 12 Apr 2021 001-38864
4 Open 4 document View SEC filing for 4 26 Mar 2021 25 Mar 2021 001-36876
4 Open 4 document View SEC filing for 4 18 Mar 2021 16 Mar 2021 001-38907
4 Open 4 document View SEC filing for 4 15 Mar 2021 11 Mar 2021 001-38907
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 02 Feb 2021 18 Dec 2020 001-12471
4 Open 4 document View SEC filing for 4 02 Feb 2021 29 Jan 2021 001-35629
3 Open 3 document View SEC filing for 3 01 Feb 2021 28 Jan 2021 001-35629
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Jan 2021 31 Dec 2020 001-36876
4 Open 4 document View SEC filing for 4 04 Jan 2021 18 Dec 2020 001-12471
3 Open 3 document View SEC filing for 3 04 Dec 2020 24 Nov 2020 001-12471
4/A Open 4/A document View SEC filing for 4/A 18 Nov 2020 16 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 17 Nov 2020 13 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 12 Nov 2020 10 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 12 Nov 2020 09 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 06 Nov 2020 04 Nov 2020 001-39291
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Oct 2020 30 Sep 2020 001-36876
4 Open 4 document View SEC filing for 4 24 Aug 2020 21 Aug 2020 001-38632
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Jul 2020 30 Jun 2020 001-36876
4 Open 4 document View SEC filing for 4 30 Jun 2020 26 Jun 2020 001-35588
4 Open 4 document View SEC filing for 4 29 Jun 2020 04 Jun 2020 001-38907
4 Open 4 document View SEC filing for 4 12 Jun 2020 10 Jun 2020 001-38632
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 05 Jun 2020 20 May 2020 001-39291
4 Open 4 document View SEC filing for 4 28 Apr 2020 24 Apr 2020 001-35588
4 Open 4 document View SEC filing for 4 28 Apr 2020 24 Apr 2020 001-13449
4/A Open 4/A document View SEC filing for 4/A 27 Apr 2020 28 Feb 2020 001-38864
4/A Open 4/A document View SEC filing for 4/A 27 Apr 2020 25 Feb 2020 001-38864
4/A Open 4/A document View SEC filing for 4/A 27 Apr 2020 06 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 22 Apr 2020 20 Apr 2020 001-13449
4 Open 4 document View SEC filing for 4 17 Apr 2020 15 Apr 2020 001-13449
4 Open 4 document View SEC filing for 4 14 Apr 2020 09 Apr 2020 001-13449
4 Open 4 document View SEC filing for 4 09 Apr 2020 01 Apr 2020 001-35588
4 Open 4 document View SEC filing for 4 08 Apr 2020 06 Apr 2020 001-13449
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 31 Mar 2020 27 Mar 2020 001-13449
4 Open 4 document View SEC filing for 4 25 Mar 2020 23 Mar 2020 001-13449
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Mar 2020 13 Mar 2020 001-13449
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Mar 2020 11 Mar 2020 001-38864
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Mar 2020 09 Mar 2020 001-13449
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Mar 2020 06 Mar 2020 001-38864
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Mar 2020 28 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 28 Feb 2020 26 Feb 2020 001-13449
4 Open 4 document View SEC filing for 4 27 Feb 2020 25 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 24 Feb 2020 20 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 19 Feb 2020 14 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 14 Feb 2020 12 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 10 Feb 2020 06 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 05 Feb 2020 03 Feb 2020 001-38864
4 Open 4 document View SEC filing for 4 31 Jan 2020 29 Jan 2020 001-13449
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Jan 2020 24 Jan 2020 001-38864
4 Open 4 document View SEC filing for 4 05 Dec 2019 03 Dec 2019 001-13449
4 Open 4 document View SEC filing for 4 01 Nov 2019 30 Oct 2019 001-38907
4 Open 4 document View SEC filing for 4 25 Oct 2019 23 Oct 2019 001-35588
3 Open 3 document View SEC filing for 3 31 Jul 2019 23 Jul 2019 001-36876
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 09 May 2019 09 May 2019 001-38907
4 Open 4 document View SEC filing for 4 FORM 4 03 May 2019 01 May 2019 001-38183
4 Open 4 document View SEC filing for 4 FORM 4 29 Apr 2019 25 Apr 2019 001-38183
4 Open 4 document View SEC filing for 4 FORM 4 23 Apr 2019 18 Apr 2019 001-38183
4 Open 4 document View SEC filing for 4 15 Apr 2019 11 Apr 2019 001-38183
3 Open 3 document View SEC filing for 3 FORM 3 21 Mar 2019 06 Mar 2019 001-38183
5 Open 5 document View SEC filing for 5 FORM 5 07 Feb 2019 31 Dec 2018 001-35588
4 Open 4 document View SEC filing for 4 FORM 4 23 Jan 2019 18 Jan 2019 001-13449
4 Open 4 document View SEC filing for 4 FORM 4 18 Jan 2019 16 Jan 2019 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 17 Jan 2019 15 Jan 2019 001-13449
4 Open 4 document View SEC filing for 4 FORM 4 15 Jan 2019 11 Jan 2019 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 11 Jan 2019 09 Jan 2019 001-13449
4 Open 4 document View SEC filing for 4 FORM 4 10 Jan 2019 08 Jan 2019 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 03 Jan 2019 31 Dec 2018 001-13449
4 Open 4 document View SEC filing for 4 4 02 Jan 2019 28 Dec 2018 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 28 Dec 2018 27 Dec 2018 001-13449
3 Open 3 document View SEC filing for 3 FORM 3 28 Dec 2018 26 Dec 2018 001-13449
4 Open 4 document View SEC filing for 4 FORM 4 27 Dec 2018 24 Dec 2018 001-38632
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 26 Dec 2018 14 Aug 2018 001-35588
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 26 Dec 2018 06 Aug 2018 001-35588
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 26 Dec 2018 02 Aug 2018 001-35588
3/A Open 3/A document View SEC filing for 3/A FORM 3/A 26 Dec 2018 01 Aug 2018 001-35588
4 Open 4 document View SEC filing for 4 FORM 4 26 Dec 2018 14 Dec 2018 001-38632
4 Open 4 document View SEC filing for 4 4 18 Dec 2018 14 Dec 2018 001-38632
4/A Open 4/A document View SEC filing for 4/A 10 Dec 2018 04 Dec 2018 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 07 Dec 2018 04 Dec 2018 001-38632
4 Open 4 document View SEC filing for 4 23 Nov 2018 20 Nov 2018 001-38632
4 Open 4 document View SEC filing for 4 4 19 Nov 2018 15 Nov 2018 001-38632
4 Open 4 document View SEC filing for 4 FORM 4 14 Nov 2018 12 Nov 2018 001-38632
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2018 30 Sep 2018 028-17147
4 Open 4 document View SEC filing for 4 09 Nov 2018 07 Nov 2018 001-38632
4 Open 4 document View SEC filing for 4 06 Nov 2018 02 Nov 2018 001-38632
4 Open 4 document View SEC filing for 4 01 Nov 2018 30 Oct 2018 001-38632
4 Open 4 document View SEC filing for 4 29 Oct 2018 25 Oct 2018 001-38632
4 Open 4 document View SEC filing for 4 23 Oct 2018 19 Oct 2018 001-38632
4 Open 4 document View SEC filing for 4 4 18 Oct 2018 16 Oct 2018 001-38632
4 Open 4 document View SEC filing for 4 4 12 Oct 2018 09 Oct 2018 001-38632
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Oct 2018 27 Sep 2018 001-38632
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 09 Oct 2018 26 Sep 2018 001-38632
4 Open 4 document View SEC filing for 4 4 28 Aug 2018 14 Aug 2018 001-35588
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-17147
4 Open 4 document View SEC filing for 4 4 08 Aug 2018 06 Aug 2018 001-35588
4/A Open 4/A document View SEC filing for 4/A 4/A 08 Aug 2018 02 Aug 2018 001-35588
3/A Open 3/A document View SEC filing for 3/A 3/A 08 Aug 2018 01 Aug 2018 001-35588
4 Open 4 document View SEC filing for 4 4 06 Aug 2018 02 Aug 2018 001-35588
3 Open 3 document View SEC filing for 3 3 06 Aug 2018 01 Aug 2018 001-35588
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2018 31 Mar 2018 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2018 31 Dec 2017 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2017 30 Sep 2017 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2017 30 Jun 2017 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2017 31 Mar 2017 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Feb 2017 31 Dec 2016 028-17147
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 15 Nov 2016 30 Sep 2016 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2016 30 Sep 2016 028-17147
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Aug 2016 30 Jun 2016 028-17147
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jul 2016 01 Jul 2016 000-33367
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 16 May 2016 04 May 2016 000-33367
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2016 31 Mar 2016 028-17147
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 11 Feb 2016
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2016 31 Dec 2015 028-17147
SC 13G Open SC 13G document View SEC filing for SC 13G B. RILEY & CO., LLC 21 Jan 2016
3/A Open 3/A document View SEC filing for 3/A OWNERSHIP DOCUMENT 11 Dec 2015 30 Nov 2015 001-12629
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Dec 2015 30 Nov 2015 001-12629
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 27 Nov 2015
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A B. RILEY CAPITAL MANAGEMENT, LLC 19 Nov 2015

About this filer

B. RILEY CAPITAL MANAGEMENT, LLC files with the SEC under CIK 0001658704. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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