Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001654218.
Entity Type
Individual
Total Filings
22
Latest Filing
27 Feb 2025
Industry
n/a
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4 filed on 27 Feb 2025 for CIK 0001654218.
4 filed on 27 Feb 2025 for CIK 0001654218.
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A newly filed 4 can change the filing history, ownership context, or next research path for Simon Bates.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 26 Feb 2025. Open the source-backed page to inspect the fresh filing or facts context.
Update date
27 Feb 2025
Page type
Ownership filings
Latest period
26 Feb 2025
Ownership context was refreshed from SEC Forms 3/4/5 filed on 27 Feb 2025.
Simon Bates has filed 22 SEC EDGAR filings since 28 Sep 2015. Common forms include 4, 3.
Recent SEC filings for Simon Bates with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Feb 2025 | 26 Feb 2025 | 001-14775 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Oct 2024 | 16 Oct 2024 | 001-14775 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 01 Aug 2024 | 31 Jul 2024 | 001-35416 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 25 Jun 2024 | 23 Jun 2024 | 001-14775 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 25 Jun 2024 | 23 Jun 2024 | 001-14775 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 10 May 2024 | 09 May 2024 | 001-35416 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 05 Jul 2023 | 03 Jul 2023 | 001-35416 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 05 Jul 2023 | 03 Jul 2023 | 001-35416 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Sep 2022 | 27 Sep 2022 | 001-37533 |
| 4 | Open 4 document | View SEC filing for 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | 30 Dec 2021 | 28 Dec 2021 | 001-37533 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 May 2021 | 15 May 2021 | 001-37533 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Mar 2021 | 10 Mar 2021 | 001-37533 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 09 Oct 2020 | 01 Oct 2020 | 001-37533 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 09 Oct 2020 | 01 Oct 2020 | 001-37533 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Sep 2016 | 09 Sep 2016 | 001-32260 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Sep 2016 | 01 Sep 2016 | 001-32260 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Sep 2016 | 31 Aug 2016 | 001-09753 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 31 Aug 2016 | 31 Aug 2016 | 001-32260 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Jun 2016 | 09 Jun 2016 | 001-09753 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 23 May 2016 | 19 May 2016 | 001-09753 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 28 Sep 2015 | 25 Sep 2015 | 001-09753 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 28 Sep 2015 | 25 Sep 2015 | 001-09753 |
Simon Bates files with the SEC under CIK 0001654218. This page aggregates EDGAR filings and related ownership activity.