A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Chun Kwok Alan Au.

Business address: C/O Cellular Biomedicine Group, Inc., 530 University Avenue, #17, New York, NY, 94301

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Chun Kwok Alan Au has filed 5 SEC EDGAR filings since 24 Feb 2015

Recent SEC filings for Chun Kwok Alan Au including 3, 4.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
3	Open 3 document	View SEC filing for 3	3	18 Mar 2026	18 Mar 2026	001-39173
4	Open 4 document	View SEC filing for 4	PRIMARY DOCUMENT	19 Feb 2021	19 Feb 2021	001-36498
4	Open 4 document	View SEC filing for 4	PRIMARY DOCUMENT	28 Apr 2020	25 Apr 2020	001-36498
4	Open 4 document	View SEC filing for 4	PRIMARY DOCUMENT	22 May 2018	18 May 2018	001-36498
3	Open 3 document	View SEC filing for 3	PRIMARY DOCUMENT	24 Feb 2015	07 Nov 2014	001-36498

Chun Kwok Alan Au files with the SEC under CIK 0001634146. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.