A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Richard Alan Carlson

CIK 0001625766. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

03 Sep 2021

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for SHSP. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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13D/G large stake

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Insider / owner context

SHSP

01 Sep 2021

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Source: SEC Forms 3/4/5

4 filed on 03 Sep 2021 for CIK 0001625766.

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Business address: 304 West University Avenue, Gainesville, FL, 32601

Filer intelligence

What SEC filings say about Richard Alan Carlson

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for SHSP.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

SHSP

01 Sep 2021 · Chief Executive Officer

Issuer page Owner page

Latest update

What changed recently for Richard Alan Carlson

Ownership report updated

Latest ownership report period: 01 Sep 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

03 Sep 2021

Page type

Ownership filings

Latest period

01 Sep 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 03 Sep 2021.

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SEC filing record

CIK 0001625766 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

18 Nov 2014

Latest filing

03 Sep 2021

Entity

Individual

Observed form types

4 SC 13D 3/A 3

CIK-linked evidence first

Richard Alan Carlson SEC filings Richard Alan Carlson owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 27 SEC filings for Richard Alan Carlson.

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4 File 001-36280

PRIMARY DOCUMENT

Filing date: 03 Sep 2021
Reporting date: 01 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 30 Aug 2021
Reporting date: 26 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 06 Jul 2021
Reporting date: 01 Jul 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 05 Apr 2021
Reporting date: 01 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 18 Feb 2021
Reporting date: 16 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 05 Jan 2021
Reporting date: 01 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 21 Dec 2020
Reporting date: 18 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 05 Oct 2020
Reporting date: 01 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 02 Jul 2020
Reporting date: 01 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 22 May 2020
Reporting date: 21 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

PRIMARY DOCUMENT

Filing date: 03 Apr 2020
Reporting date: 01 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36280

FORM 4

Filing date: 20 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

Richard Alan Carlson

Start with the SEC data that changes for this CIK

What SEC filings say about Richard Alan Carlson

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Richard Alan Carlson

CIK 0001625766 filing coverage

Latest Filings

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FORM 4

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