Research paths
Hubert C. Chen
Filer Snapshot
Hubert C. Chen
CIK 0001622297 . SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Entity Type
Individual
Total Filings
17
Latest Filing
03 Jan 2024
Industry
n/a
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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.
Business address
C/O Pfenex Inc., 10790 Roselle Street, San Diego, CA, 92121
Top holdings (ownership)
FBRX and MTCR
Filer intelligence
What SEC filings say about Hubert C. Chen
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
Forms 3/4/5 show insider context for FBRX worth $150.7K.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
XML parsed
13F portfolio
No rows yet
Quarterly institutional portfolio holdings.
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13D/G stakes
No rows yet
Beneficial ownership and large-stake disclosures.
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Forms 3/4/5
2 rows
Officer, director, and 10% owner holdings or transactions.
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Forms 3/4/5 insider context
FBRX
01 Jan 2024 · See remarks
$150.7K
MTCR
20 May 2021 · Chief Medical Officer
$1.5K
Latest update
What changed recently for Hubert C. Chen
Ownership report updated
Latest ownership report period: 01 Jan 2024. Open the source-backed page to inspect the fresh filing or facts context.
Update date
03 Jan 2024
Page type
Ownership filings
Latest period
01 Jan 2024
Ownership context was refreshed from SEC Forms 3/4/5 filed on 03 Jan 2024.
Filer Overview
Hubert C. Chen has filed 17 SEC EDGAR filings since 03 Nov 2014.
Common forms include 4, 3.
Latest Filings
Recent SEC filings for Hubert C. Chen with direct links to document and filing folders.
4
File 001-38052
FORM 4 SUBMISSION
Filing date
03 Jan 2024
Reporting date
01 Jan 2024
Next action
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
03 Oct 2023
Reporting date
01 Oct 2023
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
02 Aug 2023
Reporting date
31 Jul 2023
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
05 Jul 2023
Reporting date
01 Jul 2023
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
04 Apr 2023
Reporting date
01 Apr 2023
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
27 Feb 2023
Reporting date
25 Feb 2023
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4
File 001-38052
FORM 4 SUBMISSION
Filing date
08 Jun 2022
Reporting date
07 Jun 2022
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3
File 001-38052
FORM 3 SUBMISSION
Filing date
08 Jun 2022
Reporting date
07 Jun 2022
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4
File 001-39512
FORM 4 SUBMISSION
Filing date
20 May 2021
Reporting date
20 May 2021
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4
File 001-39512
FORM 4 SUBMISSION
Filing date
12 Feb 2021
Reporting date
10 Feb 2021
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3
File 001-39512
FORM 3 SUBMISSION
Filing date
15 Sep 2020
Reporting date
15 Sep 2020
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4
File 001-36540
FORM 4 SUBMISSION
Filing date
02 Feb 2018
Reporting date
01 Feb 2018
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4
File 001-36540
FORM 4 SUBMISSION
Filing date
02 Mar 2017
Reporting date
01 Mar 2017
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4
File 001-36540
FORM 4 SUBMISSION
Filing date
01 Feb 2016
Reporting date
01 Feb 2016
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4
File 001-36540
FORM 4 SUBMISSION
Filing date
03 Feb 2015
Reporting date
02 Feb 2015
Next action
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4
File 001-36540
FORM 4 SUBMISSION
Filing date
02 Dec 2014
Reporting date
01 Dec 2014
Next action
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3
File 001-36540
FORM 3 SUBMISSION
Filing date
03 Nov 2014
Reporting date
03 Nov 2014
Next action
Verify source filing
About this filer
Hubert C. Chen files with the SEC under CIK 0001622297. This page aggregates EDGAR filings and related ownership activity.
FAQ
What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
CIK / security context first
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