A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Frank R. Oakes

CIK 0001620188. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

24 Jul 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for EDSA. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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13D/G large stake

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Insider / owner context

EDSA

20 Jul 2023

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Source: SEC Forms 3/4/5

4/A filed on 24 Jul 2023 for CIK 0001620188.

View source filing

Business address: C/O Stellar Biotechnologies, Inc., 332 East Scott Street, Port Hueneme, CA, 93041

Filer intelligence

What SEC filings say about Frank R. Oakes

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for EDSA.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

EDSA

20 Jul 2023

Issuer page Owner page

Latest update

What changed recently for Frank R. Oakes

Ownership report updated

Latest ownership report period: 20 Jul 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

24 Jul 2023

Page type

Ownership filings

Latest period

20 Jul 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 24 Jul 2023.

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SEC filing record

CIK 0001620188 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

26 Sep 2014

Latest filing

24 Jul 2023

Entity

Individual

Observed form types

4/A 4 SC 13D SC 13D/A 3/A 3

CIK-linked evidence first

Frank R. Oakes SEC filings Frank R. Oakes owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 24 SEC filings for Frank R. Oakes.

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4/A File 001-37619

FORM 4A

Filing date: 24 Jul 2023
Reporting date: 20 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 21 Jul 2023
Reporting date: 20 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 07 Mar 2022
Reporting date: 28 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 26 Apr 2021
Reporting date: 22 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 18 Feb 2021
Reporting date: 18 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

FORM 4

Filing date: 03 Nov 2020
Reporting date: 06 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 14 Oct 2020
Reporting date: 13 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 14 Feb 2020
Reporting date: 12 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

FORM 4

Filing date: 10 Jan 2020
Reporting date: 08 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

PRIMARY DOCUMENT

Filing date: 13 Sep 2019
Reporting date: 11 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

OWNERSHIP DOCUMENT

Filing date: 11 Mar 2019
Reporting date: 06 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-37619

OWNERSHIP DOCUMENT

Filing date: 12 Oct 2018
Reporting date: 12 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

Frank R. Oakes

Start with the SEC data that changes for this CIK

What SEC filings say about Frank R. Oakes

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Frank R. Oakes

CIK 0001620188 filing coverage

Latest Filings

FORM 4A

PRIMARY DOCUMENT

PRIMARY DOCUMENT

PRIMARY DOCUMENT

PRIMARY DOCUMENT

FORM 4

PRIMARY DOCUMENT

PRIMARY DOCUMENT

FORM 4

PRIMARY DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

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