Filer Snapshot

Roger Noriega

CIK 0001608103. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

29

Latest filing

04 May 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for ATLX. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 04 May 2026 for CIK 0001608103.

View Source Filing
Identity 1 fact
Business address
1150 K Street, N.W., Washington, DC, 20005
SEC ownership signals 2 facts
Ownership coverage

Form 3/4/5 holdings value

$1.34M

Estimated from parsed insider ownership filings when values are disclosed.

Top disclosed positions
ATLX

Filer intelligence

What SEC filings say about Roger Noriega

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for ATLX worth $1.34M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

ATLX

01 May 2026

$1.34M
Issuer page Owner page

Latest update

What changed recently for Roger Noriega

Ownership report updated

Latest ownership report period: 01 May 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

04 May 2026

Page type

Ownership filings

Latest period

01 May 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 04 May 2026.

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SEC filing record

CIK 0001608103 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
29
First seen
26 Jun 2014
Latest filing
04 May 2026
Entity
Individual

Observed form types

4 144 SC 13D 3

Primary evidence

Open SEC filing index Roger Noriega SEC filings Roger Noriega owner filings

Latest Filings

Showing the latest 12 of 29 SEC filings for Roger Noriega.

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4 File 001-41552

4

Filing date
04 May 2026
Reporting date
01 May 2026
SEC evidence
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4 File 001-41552

4

Filing date
17 Apr 2026
Reporting date
15 Apr 2026
SEC evidence
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144

144 filing

Filing date
14 Apr 2026
Reporting date
Not listed
SEC evidence
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4 File 001-41552

4

Filing date
02 Dec 2025
Reporting date
28 Nov 2025
SEC evidence
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144

144 filing

Filing date
25 Nov 2025
Reporting date
Not listed
SEC evidence
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4 File 001-41552

4 filing

Filing date
29 Sep 2025
Reporting date
26 Sep 2025
SEC evidence
Open document Open filing
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144

144 filing

Filing date
25 Sep 2025
Reporting date
Not listed
SEC evidence
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4 File 001-41552

4 filing

Filing date
11 Apr 2025
Reporting date
04 Apr 2025
SEC evidence
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4 File 001-41552

4 filing

Filing date
08 Apr 2025
Reporting date
04 Apr 2025
SEC evidence
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144

144 filing

Filing date
28 Mar 2025
Reporting date
Not listed
SEC evidence
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4 File 001-41552

4 filing

Filing date
07 Jan 2025
Reporting date
01 Jan 2025
SEC evidence
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4 File 001-41552

4 filing

Filing date
11 Sep 2024
Reporting date
09 Sep 2024
SEC evidence
Open document Open filing
Next action
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