James Rosen SEC EDGAR Filings (CIK 0001602725)

SEC EDGAR filings, ownership reports, and insider transactions for James Rosen.

Business address
C/O Applied Genetic Technologies Corp., Alachua, FL, 02210
Get insider transactions for this reporting owner
James Rosen has filed 13 SEC EDGAR filings since 26 Mar 2014

Latest Filings

Recent SEC filings for James Rosen including 4, 4/A, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 01 Dec 2022 30 Nov 2022 001-36370
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 02 Dec 2021 30 Nov 2021 001-36370
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Dec 2020 16 Dec 2020 001-36370
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Dec 2019 04 Dec 2019 001-36370
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Dec 2018 14 Dec 2018 001-36370
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Nov 2018 15 Nov 2018 001-36370
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 30 Jul 2018 25 Jul 2018 001-36370
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Jul 2018 25 Jul 2018 001-36370
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Mar 2017 28 Feb 2017 001-36370
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Dec 2015 19 Nov 2015 001-36370
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Dec 2014 19 Dec 2014 001-36370
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Apr 2014 01 Apr 2014 001-36370
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 26 Mar 2014 26 Mar 2014 001-36370

About this filer

James Rosen files with the SEC under CIK 0001602725. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages