PHYLLIS R. CALDWELL SEC EDGAR Filings (CIK 0001596950)

SEC EDGAR filings, ownership reports, and insider transactions for PHYLLIS R. CALDWELL.

Business address
American Capital, Ltd., 2 Bethesda Metro Center, 12 Th Floor, Bethesda, MD, 20814
Top holdings (ownership)
OMF, OCSL, OCN, and BGRY
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PHYLLIS R. CALDWELL has filed 44 SEC EDGAR filings since 15 Jan 2014

Latest Filings

Recent SEC filings for PHYLLIS R. CALDWELL including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 4 16 Sep 2025 15 Sep 2025 814-00755
4 Open 4 document View SEC filing for 4 4 08 May 2025 07 May 2025 814-00755
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Apr 2025 24 Apr 2025 001-37994
4 Open 4 document View SEC filing for 4 4 26 Feb 2025 25 Feb 2025 814-00755
4 Open 4 document View SEC filing for 4 FORM 4 10 Feb 2025 06 Feb 2025 001-36129
4 Open 4 document View SEC filing for 4 4 23 Sep 2024 20 Sep 2024 814-00755
4 Open 4 document View SEC filing for 4 4 14 Aug 2024 13 Aug 2024 814-00755
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Apr 2024 25 Apr 2024 001-37994
4 Open 4 document View SEC filing for 4 FORM 4 16 Feb 2024 14 Feb 2024 001-36129
4 Open 4 document View SEC filing for 4 4 14 Feb 2024 12 Feb 2024 814-00755
4 Open 4 document View SEC filing for 4 25 May 2023 23 May 2023 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 May 2023 04 May 2023 001-37994
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Mar 2023 16 Mar 2023 814-00755
4 Open 4 document View SEC filing for 4 FORM 4 13 Jan 2023 11 Jan 2023 001-36129
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2023 30 Dec 2022 814-00755
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Dec 2022 09 Dec 2022 814-00755
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jun 2022 29 Jun 2022 814-00755
4 Open 4 document View SEC filing for 4 31 May 2022 26 May 2022 001-13219
4 Open 4 document View SEC filing for 4 27 May 2022 25 May 2022 001-13219
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2022 23 May 2022 814-00755
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 May 2022 11 May 2022 814-00755
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 May 2022 29 Apr 2022 001-37994
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Mar 2022 02 Mar 2022 814-00755
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 05 Jan 2022 31 Dec 2021 814-00755
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Jan 2022 01 Jan 2022 001-36129
4 Open 4 document View SEC filing for 4 23 Jul 2021 21 Jul 2021 001-39768
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jun 2021 01 Jun 2021 001-36129
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 02 Jun 2021 01 Jun 2021 001-36129
4 Open 4 document View SEC filing for 4 27 May 2021 25 May 2021 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 May 2021 29 Apr 2021 001-37994
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Mar 2021 01 Mar 2021 001-37994
3 Open 3 document View SEC filing for 3 07 Dec 2020 07 Dec 2020 001-39768
4 Open 4 document View SEC filing for 4 29 May 2020 27 May 2020 001-13219
4 Open 4 document View SEC filing for 4 05 Mar 2020 03 Mar 2020 001-13219
4 Open 4 document View SEC filing for 4 13 Aug 2019 09 Aug 2019 001-13219
4 Open 4 document View SEC filing for 4 03 Jun 2019 30 May 2019 001-13219
4 Open 4 document View SEC filing for 4 25 May 2018 23 May 2018 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 May 2017 24 May 2017 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 May 2016 11 May 2016 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jun 2015 02 Jun 2015 001-13219
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 May 2015 08 May 2015 001-13219
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 28 Jan 2015 20 Jan 2015 001-13219
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Nov 2014 07 Nov 2014 814-01025
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 15 Jan 2014 15 Jan 2014 814-01025

About this filer

PHYLLIS R. CALDWELL files with the SEC under CIK 0001596950. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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