Alison Bauerlein

Business address
326 Bollay Drive, Goleta, CA, 93117
Top holdings (ownership)
SGHT and INGN
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Alison Bauerlein has filed 94 SEC EDGAR filings since 12 Feb 2014

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing 4 13 Nov 2025 11 Nov 2025 001-40587
4 Open Document Open Filing 4 03 Oct 2025 02 Oct 2025 001-40587
144 Open Document Open Filing 02 Oct 2025
4 Open Document Open Filing 4 07 Jul 2025 02 Jul 2025 001-40587
144 Open Document Open Filing 02 Jul 2025
4 Open Document Open Filing 4 21 May 2025 19 May 2025 001-40587
144 Open Document Open Filing 19 May 2025
4 Open Document Open Filing 4 03 Apr 2025 02 Apr 2025 001-40587
144 Open Document Open Filing 02 Apr 2025
4 Open Document Open Filing 4 13 Mar 2025 11 Mar 2025 001-40587
4 Open Document Open Filing 4 06 Jan 2025 03 Jan 2025 001-40587
144 Open Document Open Filing 03 Jan 2025
4 Open Document Open Filing 4 03 Oct 2024 01 Oct 2024 001-40587
144 Open Document Open Filing 01 Oct 2024
4 Open Document Open Filing 4 03 Jul 2024 02 Jul 2024 001-40587
144 Open Document Open Filing 02 Jul 2024
4 Open Document Open Filing 4 20 May 2024 17 May 2024 001-40587
144 Open Document Open Filing 17 May 2024
4 Open Document Open Filing 4 04 Apr 2024 03 Apr 2024 001-40587
144 Open Document Open Filing 03 Apr 2024
4 Open Document Open Filing 4 16 Feb 2024 14 Feb 2024 001-40587
4 Open Document Open Filing FORM 4 SUBMISSION 11 May 2023 09 May 2023 001-40587
3 Open Document Open Filing FORM 3 SUBMISSION 05 Apr 2023 03 Apr 2023 001-40587
4 Open Document Open Filing STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 17 Feb 2023 15 Feb 2023 001-39969
4 Open Document Open Filing STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 16 Jun 2022 14 Jun 2022 001-39969
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 May 2022 06 May 2022 001-39362
3 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jan 2022 13 Jan 2022 001-39362
4 Open Document Open Filing STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 10 Dec 2021 08 Dec 2021 001-39969
4 Open Document Open Filing STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 07 Dec 2021 03 Dec 2021 001-39969
3 Open Document Open Filing INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 07 Dec 2021 03 Dec 2021 001-39969
4 Open Document Open Filing FORM 4 SUBMISSION 03 Dec 2021 01 Dec 2021 001-36309
4/A Open Document Open Filing FORM 4/A SUBMISSION 03 Dec 2021 15 Dec 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Sep 2021 01 Sep 2021 001-36309
4/A Open Document Open Filing FORM 4/A SUBMISSION 03 Sep 2021 01 Jun 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Aug 2021 30 Jul 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 29 Jul 2021 27 Jul 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Jun 2021 01 Jun 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 15 Apr 2021 13 Apr 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 16 Mar 2021 15 Mar 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Mar 2021 01 Mar 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 18 Feb 2021 16 Feb 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 11 Feb 2021 09 Feb 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 28 Jan 2021 26 Jan 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 20 Jan 2021 15 Jan 2021 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 16 Dec 2020 15 Dec 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 02 Dec 2020 01 Dec 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 02 Sep 2020 01 Sep 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Jun 2020 01 Jun 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 21 May 2020 28 Feb 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Mar 2020 01 Mar 2020 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Dec 2019 01 Dec 2019 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 04 Sep 2019 01 Sep 2019 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 27 Aug 2019 23 Aug 2019 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 04 Jun 2019 01 Jun 2019 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 05 Mar 2019 01 Mar 2019 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 06 Dec 2018 04 Dec 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Dec 2018 01 Dec 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 05 Sep 2018 01 Sep 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 13 Jun 2018 11 Jun 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 09 Mar 2018 08 Mar 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 06 Mar 2018 02 Mar 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 02 Mar 2018 01 Mar 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 23 Feb 2018 21 Feb 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 20 Feb 2018 16 Feb 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 16 Feb 2018 15 Feb 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 15 Feb 2018 14 Feb 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 13 Feb 2018 09 Feb 2018 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 12 Oct 2017 10 Oct 2017 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 15 Aug 2017 11 Aug 2017 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 11 Aug 2017 10 Aug 2017 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 12 May 2017 10 May 2017 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 14 Feb 2017 10 Feb 2017 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 08 Dec 2016 06 Dec 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 13 May 2016 12 May 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 07 Apr 2016 06 Apr 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 04 Apr 2016 31 Mar 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 17 Mar 2016 15 Mar 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 10 Feb 2016 08 Feb 2016 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 02 Oct 2015 01 Oct 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 30 Sep 2015 28 Sep 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 03 Sep 2015 01 Sep 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 18 May 2015 15 May 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 16 Mar 2015 13 Mar 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 24 Feb 2015 23 Feb 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 26 Jan 2015 23 Jan 2015 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 31 Dec 2014 29 Dec 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 23 Dec 2014 23 Dec 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 24 Nov 2014 21 Nov 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 24 Oct 2014 23 Oct 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 24 Sep 2014 23 Sep 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 30 Apr 2014 28 Apr 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 16 Apr 2014 15 Apr 2014 001-36309
4 Open Document Open Filing FORM 4 SUBMISSION 02 Apr 2014 01 Apr 2014 001-36309
3 Open Document Open Filing FORM 3 SUBMISSION 12 Feb 2014 12 Feb 2014 001-36309