A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Caroline Kraus

CIK 0001591009. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

Latest Filing

16 Oct 2025

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 16 Oct 2025 for CIK 0001591009.

View Source Filing

Business address: 200 West Street, New York, NY, 10282

Filer intelligence

What SEC filings say about Caroline Kraus

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for Goldman Sachs Middle Market Lending Corp. II.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

Goldman Sachs Middle Market Lending Corp. II

14 Oct 2025 · See Remarks

Issuer page Owner page

West Bay BDC LLC

28 Jul 2024 · Chief Legal Officer

Issuer page Owner page

GSRXH

20 Sep 2023 · Secretary

Issuer page Owner page

Goldman Sachs Private Credit Corp.

22 May 2023 · Chief Legal Officer

Issuer page Owner page

Latest update

What changed recently for Caroline Kraus

Ownership report updated

Latest ownership report period: 14 Oct 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

16 Oct 2025

Page type

Ownership filings

Latest period

14 Oct 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 16 Oct 2025.

Open ownership filings Browse recent public updates

SEC filing record

CIK 0001591009 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

25 Nov 2013

Latest filing

16 Oct 2025

Entity

Individual

Observed form types

4 3

Primary evidence

Open SEC filing index Caroline Kraus SEC filings Caroline Kraus owner filings

Latest Filings

Recent SEC filings for Caroline Kraus with direct links to document and filing folders.

4 File 000-56369

4

Filing date: 16 Oct 2025
Reporting date: 14 Oct 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-56660

3 filing

Filing date: 29 Jul 2024
Reporting date: 28 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-23499

4 filing

Filing date: 20 Sep 2023
Reporting date: 20 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 814-01627

3 filing

Filing date: 22 May 2023
Reporting date: 22 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 814-01307

3 filing

Filing date: 03 Mar 2023
Reporting date: 01 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 814-01461

3 filing

Filing date: 03 Mar 2023
Reporting date: 01 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-56488

3 filing

Filing date: 20 Dec 2022
Reporting date: 20 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22856

FORM 4

Filing date: 30 Sep 2020
Reporting date: 28 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22979

FORM 4

Filing date: 30 Sep 2020
Reporting date: 28 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23499

FORM 3

Filing date: 16 Mar 2020
Reporting date: 06 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23498

FORM 3

Filing date: 16 Mar 2020
Reporting date: 06 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-23302

FORM 4

Filing date: 29 Aug 2019
Reporting date: 23 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-23300

FORM 4

Filing date: 29 Aug 2019
Reporting date: 23 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-23301

FORM 4

Filing date: 29 Aug 2019
Reporting date: 23 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23302

FORM 3

Filing date: 29 Mar 2018
Reporting date: 28 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23300

FORM 3

Filing date: 29 Mar 2018
Reporting date: 28 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23301

FORM 3

Filing date: 29 Mar 2018
Reporting date: 28 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-55746

FORM 3

Filing date: 28 Mar 2017
Reporting date: 28 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 000-55660

FORM 3

Filing date: 12 Sep 2016
Reporting date: 11 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-35851

FORM 3

Filing date: 17 Mar 2015
Reporting date: 17 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22979

FORM 4

Filing date: 26 Sep 2014
Reporting date: 25 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22979

FORM 3

Filing date: 25 Sep 2014
Reporting date: 25 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22856

FORM 4

Filing date: 27 Nov 2013
Reporting date: 25 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22856

FORM 3

Filing date: 25 Nov 2013
Reporting date: 25 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

Caroline Kraus

Follow future filing-backed changes

What SEC filings say about Caroline Kraus

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Caroline Kraus

CIK 0001591009 filing coverage

Latest Filings

4

3 filing

4 filing

3 filing

3 filing

3 filing

3 filing

FORM 4

FORM 4

FORM 3

FORM 3

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FORM 4

FORM 4

FORM 3

FORM 3

FORM 3

FORM 3

FORM 3

FORM 3

FORM 4

FORM 3

FORM 4

FORM 3

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