Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001578898.
Entity Type
Individual
Total Filings
39
Latest Filing
04 Feb 2026
Industry
n/a
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144 filed on 04 Feb 2026 for CIK 0001578898.
144 filed on 04 Feb 2026 for CIK 0001578898.
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A newly filed 144 can change the filing history, ownership context, or next research path for Steve Shum.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 26 Aug 2025. Open the source-backed page to inspect the fresh filing or facts context.
Update date
03 Oct 2025
Page type
Ownership filings
Latest period
26 Aug 2025
Ownership context was refreshed from SEC Forms 3/4/5 filed on 03 Oct 2025.
Steve Shum has filed 39 SEC EDGAR filings since 19 Jun 2013. Common forms include 144, 4, 4/A, 3.
Recent SEC filings for Steve Shum with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 144 | Open 144 document | View SEC filing for 144 | 04 Feb 2026 | |||
| 4 | Open 4 document | View SEC filing for 4 | 4 | 03 Oct 2025 | 26 Aug 2025 | 001-39701 |
| 4 | Open 4 document | View SEC filing for 4 | 01 Aug 2025 | 31 Jul 2025 | 001-41347 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Apr 2025 | 24 Jan 2025 | 000-50331 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Jan 2024 | 28 Nov 2023 | 000-50331 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Aug 2023 | 23 Aug 2023 | 001-41347 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 May 2023 | 18 May 2023 | 001-39701 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 28 Dec 2022 | 02 May 2022 | 001-41347 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Jun 2022 | 01 Jun 2022 | 001-39701 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 May 2022 | 02 May 2022 | 001-41347 | |
| 3 | Open 3 document | View SEC filing for 3 | 12 Apr 2022 | 31 Mar 2022 | 001-41347 | |
| 4 | Open 4 document | View SEC filing for 4 | 18 Jan 2022 | 15 Jan 2022 | 001-39701 | |
| 3 | Open 3 document | View SEC filing for 3 | 10 Nov 2021 | 17 Aug 2021 | 000-50331 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Oct 2021 | 05 Oct 2021 | 001-39701 | |
| 4 | Open 4 document | View SEC filing for 4 | 05 Jan 2021 | 31 Dec 2020 | 001-39701 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Feb 2020 | 05 Feb 2020 | 000-56094 | |
| 4 | Open 4 document | View SEC filing for 4 | 18 Oct 2019 | 16 Oct 2019 | 000-56094 | |
| 3 | Open 3 document | View SEC filing for 3 | 26 Sep 2019 | 16 Sep 2019 | 000-56094 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Sep 2019 | 29 Aug 2019 | 001-38182 | |
| 4 | Open 4 document | View SEC filing for 4 | 12 Apr 2019 | 10 Apr 2019 | 001-38182 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Nov 2018 | 31 Oct 2018 | 333-147330 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Oct 2018 | 15 Oct 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Sep 2018 | 06 Sep 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Aug 2018 | 22 Aug 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 18 Apr 2018 | 17 Apr 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Jan 2018 | 22 Jan 2018 | 333-147330 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Jan 2018 | 11 Jan 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Jan 2018 | 08 Jan 2018 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 18 Dec 2017 | 14 Dec 2017 | 001-38182 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 18 Oct 2017 | 10 Oct 2017 | 333-147330 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Sep 2017 | 01 Sep 2017 | 001-38182 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 26 May 2017 | 24 May 2017 | 000-54959 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Mar 2017 | 14 Mar 2017 | 000-54959 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 08 Nov 2016 | 20 Sep 2016 | 000-54959 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Sep 2016 | 07 Jul 2016 | 000-54959 |
| 4/A | Open 4/A document | View SEC filing for 4/A | 4/A | 06 Jul 2016 | 04 Apr 2016 | 000-54959 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 06 Apr 2016 | 04 Apr 2016 | 000-54959 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 14 Oct 2015 | 01 Oct 2015 | 000-54959 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 19 Jun 2013 | 25 Mar 2010 | 000-54742 |
Steve Shum files with the SEC under CIK 0001578898. This page aggregates EDGAR filings and related ownership activity.