Filer Snapshot

Rick Lucas

CIK 0001569169. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

16

Latest filing

16 Nov 2021

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for XONE. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 16 Nov 2021 for CIK 0001569169.

View source filing
Business address
65925 Stone Ridge Drive, Belmont, OH, 43718

Filer intelligence

What SEC filings say about Rick Lucas

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for XONE.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

XONE

12 Nov 2021 ยท See Remarks

Latest update

What changed recently for Rick Lucas

Ownership report updated

Latest ownership report period: 12 Nov 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

16 Nov 2021

Page type

Ownership filings

Latest period

12 Nov 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 16 Nov 2021.

SEC filing record

CIK 0001569169 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
16
First seen
13 Feb 2013
Latest filing
16 Nov 2021
Entity
Individual

Observed form types

4 4/A 3

Latest Filings

Showing the latest 12 of 16 SEC filings for Rick Lucas.

4 File 001-35806

FORM 4 SUBMISSION

Filing date
16 Nov 2021
Reporting date
12 Nov 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
03 Nov 2021
Reporting date
01 Nov 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
16 Aug 2021
Reporting date
13 Aug 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
05 Jan 2021
Reporting date
31 Dec 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
02 Oct 2020
Reporting date
30 Sep 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
12 Aug 2020
Reporting date
10 Aug 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
14 Aug 2019
Reporting date
12 Aug 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
20 Mar 2019
Reporting date
18 Mar 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
14 Aug 2018
Reporting date
13 Aug 2018
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
15 Aug 2017
Reporting date
14 Aug 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

FORM 4 SUBMISSION

Filing date
15 Aug 2016
Reporting date
12 Aug 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-35806

4 filing

Filing date
23 Dec 2014
Reporting date
19 Dec 2014
SEC evidence
Open document Open filing
Next action
Verify source filing
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