James Tu SEC EDGAR Filings (CIK 0001564957)

SEC EDGAR filings, ownership reports, and insider transactions for James Tu.

Business address
Energy Focus, Inc., 32000 Aurora Road, Solon, OH, 44139
Top holdings (ownership)
EFOI
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James Tu has filed 24 SEC EDGAR filings since 21 Dec 2012

Latest Filings

Recent SEC filings for James Tu including 4, 3, SC 13D/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Aug 2025 21 Aug 2025 000-23329
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 19 Aug 2025 22 Jul 2025 000-23329
4 Open 4 document View SEC filing for 4 FORM 4 18 Aug 2021 16 Aug 2021 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 05 Apr 2021 01 Apr 2021 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 23 Feb 2021 19 Feb 2021 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 23 Mar 2020 18 Mar 2020 001-36583
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 30 Jan 2020
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Jan 2020 16 Jan 2020 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 18 Jul 2019 16 Jul 2019 001-36583
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Apr 2019
4 Open 4 document View SEC filing for 4 FORM 4 03 Apr 2019 29 Mar 2019 001-36583
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D/A 26 Feb 2019
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Dec 2018 30 Nov 2018 001-36583
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 30 Nov 2018
4 Open 4 document View SEC filing for 4 FORM 4 16 Mar 2016 14 Mar 2016 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 18 Mar 2015 16 Mar 2015 001-36583
4 Open 4 document View SEC filing for 4 FORM 4 26 Feb 2015 24 Feb 2015 001-36583
3/A Open 3/A document View SEC filing for 3/A FORM 3/A 24 Jun 2014 12 Dec 2012 000-24230
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 17 Apr 2014
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2014 28 Jan 2014 000-24230
3/A Open 3/A document View SEC filing for 3/A FORM 3/A 29 Jan 2014 12 Dec 2012 000-24230
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 29 Jan 2014 29 Apr 2013 000-24230
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 May 2013 29 Apr 2013 000-24230
3 Open 3 document View SEC filing for 3 JAMES TU TEST 21 Dec 2012 12 Dec 2012 000-24230

About this filer

James Tu files with the SEC under CIK 0001564957. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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