Regent Investment Management LLC SEC EDGAR Filings (CIK 0001559968)

SEC EDGAR filings, ownership reports, and insider transactions for Regent Investment Management LLC.

Business address
4350 Brownsboro Road, Suite 120, Louisville, KY, 40207
Top securities (13F)
AAPL, MSFT, JPM, GOOG, HZNP, JNJ, CVS, PG, AMZN, BFB, BMY, MRK, QCOM, PFE, MCK, AVGO, BAC, UNH, GOOGL, and RTX
State of incorporation
KY
Fiscal year end
31 December
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Regent Investment Management LLC has filed 42 SEC EDGAR filings since 11 Oct 2012

Latest Filings

Recent SEC filings for Regent Investment Management LLC including 13F-HR.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jan 2023 31 Dec 2022 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Oct 2022 30 Sep 2022 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2022 30 Jun 2022 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Apr 2022 31 Mar 2022 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jan 2022 31 Dec 2021 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Oct 2021 30 Sep 2021 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jul 2021 30 Jun 2021 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Apr 2021 31 Mar 2021 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jan 2021 31 Dec 2020 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Oct 2020 30 Sep 2020 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jul 2020 30 Jun 2020 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Apr 2020 31 Mar 2020 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jan 2020 31 Dec 2019 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Oct 2019 30 Sep 2019 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2019 30 Jun 2019 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Apr 2019 31 Mar 2019 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jan 2019 31 Dec 2018 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2018 30 Sep 2018 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jul 2018 30 Jun 2018 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2018 31 Mar 2018 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jan 2018 31 Dec 2017 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Oct 2017 30 Sep 2017 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Jul 2017 30 Jun 2017 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Apr 2017 31 Mar 2017 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jan 2017 31 Dec 2016 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Oct 2016 30 Sep 2016 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2016 30 Jun 2016 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Apr 2016 31 Mar 2016 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jan 2016 31 Dec 2015 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Oct 2015 30 Sep 2015 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2015 30 Jun 2015 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Apr 2015 31 Mar 2015 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jan 2015 31 Dec 2014 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2014 30 Sep 2014 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2014 30 Jun 2014 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Apr 2014 31 Mar 2014 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jan 2014 31 Dec 2013 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Oct 2013 30 Sep 2013 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2013 30 Jun 2013 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR QUARTERLY HOLDINGS REPORT 18 Apr 2013 31 Mar 2013 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR QUARTERLY HOLDINGS REPORT 17 Jan 2013 31 Dec 2012 028-15055
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR 11 Oct 2012 30 Sep 2012 028-15055

About this filer

Regent Investment Management LLC files with the SEC under CIK 0001559968. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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