Filer Snapshot

David A. Rosa SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001540354.

Entity Type

Individual

Total Filings

89

Latest Filing

01 Apr 2026

Industry

n/a

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Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 01 Apr 2026 for CIK 0001540354.

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Business address
10901 Red Circle Drive, Suite 150, Minnetonka, MN, 55343
Top holdings (ownership)
NMTC

Quick Takeaways

  • David A. Rosa is an SEC filer tracked under CIK 0001540354.
  • 89 filings are listed on this profile.
  • Common form coverage includes 4, 5, 3 and more.

What Changed

  • Latest filing: 4 filed on 01 Apr 2026.
  • Report period: 31 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 01 Apr 2026 for CIK 0001540354.

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Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for David A. Rosa.

Latest source-backed update
4 filed 01 Apr 2026
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Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 01 Apr 2026.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for David A. Rosa

Ownership report updated

Latest ownership report period: 31 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

01 Apr 2026

Page type

Ownership filings

Latest period

31 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 01 Apr 2026.

Open ownership filings Browse recent public updates

Filer Overview

David A. Rosa has filed 89 SEC EDGAR filings since 14 Feb 2012. Common forms include 4, 5, 3, SC 13D and more.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for David A. Rosa with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Apr 2026 31 Mar 2026 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Feb 2026 18 Feb 2026 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Jan 2026 31 Dec 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Oct 2025 30 Sep 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jul 2025 30 Jun 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Apr 2025 17 Apr 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Apr 2025 04 Apr 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Apr 2025 31 Mar 2025 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Feb 2025 18 Feb 2025 001-40439
4 Open 4 document View SEC filing for 4 19 Feb 2025 14 Feb 2025 001-37603
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Feb 2025 31 Jan 2025 001-40439
4 Open 4 document View SEC filing for 4 03 Jan 2025 31 Dec 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Dec 2024 30 Nov 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Nov 2024 31 Oct 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Oct 2024 30 Sep 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Sep 2024 31 Aug 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Aug 2024 31 Jul 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jul 2024 30 Jun 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Jun 2024 31 May 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 May 2024 30 Apr 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Apr 2024 21 Apr 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Apr 2024 31 Mar 2024 001-40439
4 Open 4 document View SEC filing for 4 13 Mar 2024 12 Mar 2024 001-40903
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Mar 2024 29 Feb 2024 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Feb 2024 18 Feb 2024 001-40439
4 Open 4 document View SEC filing for 4 15 Feb 2024 13 Feb 2024 001-37603
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Feb 2024 31 Jan 2024 001-40439
4 Open 4 document View SEC filing for 4 03 Jan 2024 31 Dec 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Dec 2023 30 Nov 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Nov 2023 09 Nov 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Nov 2023 02 Nov 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Nov 2023 31 Oct 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Oct 2023 30 Sep 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Sep 2023 31 Aug 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2023 31 Jul 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Jul 2023 30 Jun 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Jun 2023 31 May 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 May 2023 30 Apr 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Apr 2023 21 Apr 2023 001-40439
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Apr 2023 31 Mar 2023 001-40439
4 Open 4 document View SEC filing for 4 15 Mar 2023 12 Mar 2023 001-40761
4 Open 4 document View SEC filing for 4 FORM 4 17 Feb 2023 17 Feb 2023 001-37603
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Feb 2023 03 Feb 2023 001-40439
4 Open 4 document View SEC filing for 4 30 Jan 2023 27 Jan 2023 001-40903
4 Open 4 document View SEC filing for 4 FORM 4 04 Nov 2022 03 Nov 2022 001-37603
4 Open 4 document View SEC filing for 4 09 Sep 2022 31 Mar 2021 001-40761
4 Open 4 document View SEC filing for 4 22 Aug 2022 19 Aug 2022 001-40903
5 Open 5 document View SEC filing for 5 14 Feb 2022 31 Dec 2021 001-40903
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Feb 2022 03 Feb 2022 001-40439
3 Open 3 document View SEC filing for 3 06 Dec 2021 15 Oct 2021 001-40903
4 Open 4 document View SEC filing for 4 03 Dec 2021 29 Nov 2021 001-40761
4 Open 4 document View SEC filing for 4 FORM 4 08 Nov 2021 04 Nov 2021 001-37603
3 Open 3 document View SEC filing for 3 FORM 3 08 Nov 2021 04 Nov 2021 001-37603
4 Open 4 document View SEC filing for 4 13 Oct 2021 07 Oct 2021 001-40761
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Oct 2021 26 May 2021 001-40439
4 Open 4 document View SEC filing for 4 29 Sep 2021 15 Sep 2021 001-40761
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Jan 2021 27 Jan 2021 000-54716
4 Open 4 document View SEC filing for 4 09 Apr 2020 07 Apr 2020 000-56074
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Nov 2019 05 Nov 2019 000-54716
3 Open 3 document View SEC filing for 3 28 Aug 2019 16 Jul 2019 000-56074
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 26 Jul 2017
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Jul 2017 20 Jul 2017 000-54716
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 24 Jul 2017 20 Jul 2017 000-54716
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Aug 2015 01 Aug 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Jul 2015 01 Jul 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jun 2015 01 Jun 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 May 2015 01 May 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Apr 2015 01 Apr 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Mar 2015 01 Mar 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Feb 2015 01 Feb 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jan 2015 01 Jan 2015 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Dec 2014 01 Dec 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Nov 2014 01 Nov 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 31 Oct 2014 29 Oct 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Oct 2014 29 Sep 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Sep 2014 29 Aug 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Aug 2014 01 Aug 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jul 2014 29 Jul 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jun 2014 29 Jun 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 May 2014 29 May 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 May 2014 29 Apr 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Apr 2014 29 Mar 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Mar 2014 28 Feb 2014 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jan 2014 29 Jan 2014 001-35312
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 16 Jan 2014 31 Dec 2013 001-35312
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 16 Jan 2014 29 Oct 2013 001-35312
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 31 Oct 2013 29 Oct 2013 001-35312
4 Open 4 document View SEC filing for 4 4 07 May 2013 06 May 2013 001-35312
3 Open 3 document View SEC filing for 3 FORM 3 - 14 Feb 2012 14 Feb 2012 001-35312

About this filer

David A. Rosa files with the SEC under CIK 0001540354. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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