Filer Snapshot

James W. Fuller SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001533955.

Entity Type

Individual

Total Filings

20

Latest Filing

19 Sep 2022

Industry

n/a

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Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

4 filed on 19 Sep 2022 for CIK 0001533955.

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Business address
C/O Baytree Capital Associates Llc, 40 Wall Street, 58 Th Floor, New York, NY, 10005

Quick Takeaways

  • James W. Fuller is an SEC filer tracked under CIK 0001533955.
  • 20 filings are listed on this profile.
  • Common form coverage includes 4, 4/A, 3.

What Changed

  • Latest filing: 4 filed on 19 Sep 2022.
  • Report period: 15 Sep 2022.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 19 Sep 2022 for CIK 0001533955.

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Return Loop

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A newly filed 4 can change the filing history, ownership context, or next research path for James W. Fuller.

Latest source-backed update
4 filed 19 Sep 2022
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Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 19 Sep 2022.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for James W. Fuller

Ownership report updated

Latest ownership report period: 15 Sep 2022. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Sep 2022

Page type

Ownership filings

Latest period

15 Sep 2022

Ownership context was refreshed from SEC Forms 3/4/5 filed on 19 Sep 2022.

Open ownership filings Browse recent public updates

Filer Overview

James W. Fuller has filed 20 SEC EDGAR filings since 01 Nov 2011. Common forms include 4, 4/A, 3.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for James W. Fuller with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 19 Sep 2022 15 Sep 2022 000-55648
4 Open 4 document View SEC filing for 4 15 Sep 2021 22 Jul 2021 000-55648
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 13 Jul 2021 12 Jul 2021 000-55991
4 Open 4 document View SEC filing for 4 25 Feb 2021 16 Feb 2021 000-55648
4/A Open 4/A document View SEC filing for 4/A 23 Feb 2021 22 Feb 2021 000-55648
4 Open 4 document View SEC filing for 4 23 Feb 2021 22 Feb 2021 000-55648
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 22 May 2020 25 Mar 2020 000-55991
4 Open 4 document View SEC filing for 4 23 Mar 2020 18 Mar 2020 000-55648
4 Open 4 document View SEC filing for 4 28 Dec 2018 27 Dec 2018 000-55648
4 Open 4 document View SEC filing for 4 4 19 Jun 2018 18 Jun 2018 000-55648
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT - JAMES FULLER 08 Jun 2017 06 Jun 2017 000-55648
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT - JAMES FULLER 01 Jun 2017 30 May 2017 000-55648
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Dec 2014 05 Dec 2014 000-53488
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Aug 2013 13 Aug 2013 000-53488
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jul 2013 01 Jul 2013 000-53488
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Apr 2013 31 Mar 2013 000-53488
3 Open 3 document View SEC filing for 3 FORM 3 08 Feb 2013 05 Feb 2013 000-52764
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Jun 2012 15 Feb 2010 000-53239
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 21 Jun 2012 04 Feb 2010 000-53239
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 01 Nov 2011 14 Oct 2011 000-53488

About this filer

James W. Fuller files with the SEC under CIK 0001533955. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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