Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001515132.
Entity Type
Individual
Total Filings
29
Latest Filing
11 Mar 2026
Industry
n/a
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Alan Waxman has filed 29 SEC EDGAR filings since 15 Mar 2011. Common forms include 4, 3.
Recent SEC filings for Alan Waxman with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | 4 | 11 Mar 2026 | 09 Mar 2026 | 001-36364 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 09 Mar 2026 | 05 Mar 2026 | 001-36364 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 23 Jun 2025 | 20 Jun 2025 | 001-42706 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 17 Jun 2025 | 17 Jun 2025 | 001-42706 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 19 Dec 2024 | 17 Dec 2024 | 814-01543 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 06 Dec 2024 | 04 Dec 2024 | 814-01543 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 09 Sep 2024 | 30 Aug 2024 | 001-05742 |
| 3 | Open 3 document | View SEC filing for 3 | 3 | 05 Aug 2024 | 28 Jul 2024 | 001-33289 |
| 4 | Open 4 document | View SEC filing for 4 | CHANGES IN BENEFICIAL OWNERSHIP | 18 Sep 2023 | 15 Sep 2023 | 001-39048 |
| 4 | Open 4 document | View SEC filing for 4 | CHANGES IN BENEFICIAL OWNERSHIP | 15 Jun 2023 | 13 Jun 2023 | 001-39048 |
| 3 | Open 3 document | View SEC filing for 3 | CHANGES IN BENEFICIAL OWNERSHIP | 27 Aug 2021 | 22 Jun 2021 | 001-40528 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 12 Jul 2021 | 01 Jul 2021 | 001-39048 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 05 Mar 2018 | 01 Mar 2018 | 001-36364 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Nov 2016 | 21 Nov 2016 | 001-36364 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Oct 2014 | 15 Oct 2014 | 001-36364 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 27 Mar 2014 | 26 Mar 2014 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Jan 2014 | 31 Dec 2013 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Sep 2013 | 13 Sep 2013 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 Feb 2013 | 06 Feb 2013 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Dec 2012 | 10 Dec 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Sep 2012 | 13 Sep 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Jun 2012 | 18 Jun 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Mar 2012 | 16 Mar 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Feb 2012 | 08 Feb 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Feb 2012 | 01 Feb 2012 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Dec 2011 | 16 Dec 2011 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Aug 2011 | 01 Aug 2011 | 814-00854 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Jun 2011 | 17 Jun 2011 | 814-00854 |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 15 Mar 2011 | 15 Mar 2011 | 000-54245 |
Alan Waxman files with the SEC under CIK 0001515132. This page aggregates EDGAR filings and related ownership activity.