Alan Waxman SEC EDGAR Filings (CIK 0001515132)

SEC EDGAR filings, ownership reports, and insider transactions for Alan Waxman.

Business address
C/O Sixth Street Partners, Llc, 345 California Street, Suite 2600, San Francisco, CA, 94104
Top holdings (ownership)
TSLX
⭐ Add to watchlist ⭐
Get insider transactions for this reporting owner
Alan Waxman has filed 28 SEC EDGAR filings since 15 Mar 2011

Latest Filings

Recent SEC filings for Alan Waxman including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 4 09 Mar 2026 05 Mar 2026 001-36364
4 Open 4 document View SEC filing for 4 4 23 Jun 2025 20 Jun 2025 001-42706
3 Open 3 document View SEC filing for 3 3 17 Jun 2025 17 Jun 2025 001-42706
4 Open 4 document View SEC filing for 4 4 19 Dec 2024 17 Dec 2024 814-01543
3 Open 3 document View SEC filing for 3 3 06 Dec 2024 04 Dec 2024 814-01543
3 Open 3 document View SEC filing for 3 3 09 Sep 2024 30 Aug 2024 001-05742
3 Open 3 document View SEC filing for 3 3 05 Aug 2024 28 Jul 2024 001-33289
4 Open 4 document View SEC filing for 4 CHANGES IN BENEFICIAL OWNERSHIP 18 Sep 2023 15 Sep 2023 001-39048
4 Open 4 document View SEC filing for 4 CHANGES IN BENEFICIAL OWNERSHIP 15 Jun 2023 13 Jun 2023 001-39048
3 Open 3 document View SEC filing for 3 CHANGES IN BENEFICIAL OWNERSHIP 27 Aug 2021 22 Jun 2021 001-40528
3 Open 3 document View SEC filing for 3 FORM 3 12 Jul 2021 01 Jul 2021 001-39048
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Mar 2018 01 Mar 2018 001-36364
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Nov 2016 21 Nov 2016 001-36364
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Oct 2014 15 Oct 2014 001-36364
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Mar 2014 26 Mar 2014 814-00854
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2014 31 Dec 2013 814-00854
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Sep 2013 13 Sep 2013 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 08 Feb 2013 06 Feb 2013 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 12 Dec 2012 10 Dec 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 14 Sep 2012 13 Sep 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 20 Jun 2012 18 Jun 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 20 Mar 2012 16 Mar 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 10 Feb 2012 08 Feb 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 03 Feb 2012 01 Feb 2012 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 20 Dec 2011 16 Dec 2011 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 03 Aug 2011 01 Aug 2011 814-00854
4 Open 4 document View SEC filing for 4 FORM 4 21 Jun 2011 17 Jun 2011 814-00854
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 15 Mar 2011 15 Mar 2011 000-54245

About this filer

Alan Waxman files with the SEC under CIK 0001515132. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages