Daiwa Securities Co., Ltd. SEC EDGAR Filings (CIK 0001513045)

SEC EDGAR filings, ownership reports, and insider transactions for Daiwa Securities Co., Ltd..

Business address
1 9 1 Marunouchi, Chiyoda Ku, Tokyo, Japan, 100-6753
State of incorporation
NY
Fiscal year end
31 March
Former names
Daiwa Securities Capital Markets Co. Ltd. (to 08 Feb 2012)
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Daiwa Securities Co., Ltd. has filed 35 SEC EDGAR filings since 24 Feb 2011

Latest Filings

Recent SEC filings for Daiwa Securities Co., Ltd. including 13F-NT, N-PX.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-14433
N-PX Open N-PX document View SEC filing for N-PX 19 Aug 2025 30 Jun 2025 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2025 30 Jun 2025 028-14433
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Aug 2024 30 Jun 2024 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 May 2024 31 Mar 2024 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jul 2023 30 Jun 2023 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 May 2023 31 Mar 2023 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2023 31 Dec 2022 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 29 Apr 2022 31 Mar 2022 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Feb 2022 31 Dec 2021 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Nov 2021 30 Sep 2021 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Aug 2021 30 Jun 2021 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 May 2021 31 Mar 2021 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Feb 2021 31 Dec 2020 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2020 30 Sep 2020 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2020 30 Jun 2020 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2020 31 Mar 2020 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jan 2020 31 Dec 2019 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 24 Jul 2019 30 Jun 2019 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 26 Apr 2019 31 Mar 2019 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Nov 2018 30 Sep 2018 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 May 2018 31 Mar 2018 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2018 31 Dec 2017 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jul 2017 30 Jun 2017 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Feb 2016 31 Dec 2015 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2015 30 Sep 2015 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Aug 2015 30 Jun 2015 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2015 31 Mar 2015 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2015 31 Dec 2014 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2012 31 Dec 2011 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Oct 2011 30 Sep 2011 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Aug 2011 30 Jun 2011 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT FORM 13F 16 May 2011 31 Mar 2011 028-14433
13F-NT Open 13F-NT document View SEC filing for 13F-NT FROM 13F 24 Feb 2011 31 Dec 2010 028-14433

About this filer

Daiwa Securities Co., Ltd. files with the SEC under CIK 0001513045. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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