Thomas A. Raffin

Business address
C/O Newlink Genetics Corp., 2503 South Loop Dr., Suite 5100, Aimes, IA, 50010
Top holdings (ownership)
AKYA
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Thomas A. Raffin has filed 38 SEC EDGAR filings since 10 Nov 2011

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 10 Jul 2025 08 Jul 2025 001-40344
4 Open Document Open Filing FORM 4 13 Dec 2024 12 Dec 2024 001-35342
4 Open Document Open Filing FORM 4 07 Jun 2024 05 Jun 2024 001-35342
4 Open Document Open Filing OWNERSHIP DOCUMENT 05 Jun 2024 04 Jun 2024 001-40344
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 Jun 2023 12 Jun 2023 001-40344
4 Open Document Open Filing OWNERSHIP DOCUMENT 05 Jun 2023 01 Jun 2023 001-40344
4 Open Document Open Filing FORM 4 12 May 2023 10 May 2023 001-35342
4 Open Document Open Filing FORM 4 26 Aug 2022 25 Aug 2022 001-35342
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 Jun 2022 01 Jun 2022 001-40344
4 Open Document Open Filing FORM 4 09 May 2022 05 May 2022 001-35342
4/A Open Document Open Filing OWNERSHIP DOCUMENT 16 Sep 2021 21 May 2021 001-40344
4 Open Document Open Filing OWNERSHIP DOCUMENT 25 May 2021 21 May 2021 001-40344
4 Open Document Open Filing FORM 4 24 May 2021 20 May 2021 001-35342
3 Open Document Open Filing OWNERSHIP DOCUMENT 20 Apr 2021 20 Apr 2021 001-40344
4 Open Document Open Filing FORM 4 07 Apr 2020 03 Apr 2020 001-35342
4 Open Document Open Filing FORM 4 02 Aug 2019 31 Jul 2019 001-35342
4 Open Document Open Filing FORM 4 14 May 2019 10 May 2019 001-35342
4 Open Document Open Filing FORM 4 25 May 2018 23 May 2018 001-35342
4 Open Document Open Filing FORM 4 16 May 2017 12 May 2017 001-35342
4 Open Document Open Filing FORM 4 11 Aug 2016 09 Aug 2016 001-35342
4/A Open Document Open Filing FORM 4/A 17 Jul 2015 01 May 2014 001-35342
4/A Open Document Open Filing FORM 4/A 17 Jul 2015 30 Apr 2015 001-35342
4 Open Document Open Filing FORM 4 04 May 2015 30 Apr 2015 001-35342
4 Open Document Open Filing FORM 4 09 Apr 2015 07 Apr 2015 001-35342
4/A Open Document Open Filing FORM 4/A SUBMISSION 24 Feb 2015 19 Feb 2015 001-36095
4 Open Document Open Filing FORM 4 SUBMISSION 23 Feb 2015 19 Feb 2015 001-36095
4 Open Document Open Filing FORM 4 SUBMISSION 21 Oct 2014 17 Oct 2014 001-36095
4 Open Document Open Filing FORM 4 SUBMISSION 01 Oct 2014 29 Sep 2014 001-36095
4 Open Document Open Filing FORM 4 SUBMISSION 26 Sep 2014 24 Sep 2014 001-36095
4 Open Document Open Filing FORM 4 05 May 2014 01 May 2014 001-35342
4 Open Document Open Filing FORM 4 06 Jan 2014 02 Jan 2014 001-35342