Filer Snapshot

Andrew L. Pecora SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001510184.

Entity Type

Individual

Total Filings

103

Latest Filing

17 Sep 2021

Industry

n/a

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Source: SEC Forms 3/4/5

4 filed on 17 Sep 2021 for CIK 0001510184.

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Business address
C/O Neostem, Inc., 420 Lexington Avenue, Suite 450, New York, NY, 10170

Quick Takeaways

  • Andrew L. Pecora is an SEC filer tracked under CIK 0001510184.
  • 103 filings are listed on this profile.
  • Common form coverage includes 4, 3, 5.

What Changed

  • Latest filing: 4 filed on 17 Sep 2021.
  • Report period: 15 Sep 2021.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 17 Sep 2021 for CIK 0001510184.

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Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for Andrew L. Pecora.

Latest source-backed update
4 filed 17 Sep 2021
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Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 4 filed 17 Sep 2021.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for Andrew L. Pecora

Ownership report updated

Latest ownership report period: 15 Sep 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Sep 2021

Page type

Ownership filings

Latest period

15 Sep 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 17 Sep 2021.

Open ownership filings Browse recent public updates

Filer Overview

Andrew L. Pecora has filed 103 SEC EDGAR filings since 21 Jan 2011. Common forms include 4, 3, 5.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Andrew L. Pecora with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 17 Sep 2021 15 Sep 2021 001-38914
3 Open 3 document View SEC filing for 3 17 Sep 2021 15 Sep 2021 001-38914
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Jun 2016 22 Jun 2016 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Jan 2016 25 Jan 2016 001-33650
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Aug 2015 27 Aug 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Aug 2015 13 Aug 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Jul 2015 30 Jul 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Jul 2015 16 Jul 2015 001-33650
4 Open 4 document View SEC filing for 4 14 Jul 2015 10 Jul 2015 001-36208
4 Open 4 document View SEC filing for 4 13 Jul 2015 09 Jul 2015 001-36208
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Jul 2015 30 Jun 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jun 2015 18 Jun 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jun 2015 02 Jun 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 May 2015 19 May 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 May 2015 29 Apr 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Apr 2015 23 Apr 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Apr 2015 09 Apr 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Mar 2015 26 Mar 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Mar 2015 12 Mar 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Feb 2015 26 Feb 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Feb 2015 12 Feb 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Jan 2015 28 Jan 2015 001-36208
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Jan 2015 29 Jan 2015 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Jan 2015 15 Jan 2015 001-33650
4 Open 4 document View SEC filing for 4 FORM 4 02 Jan 2015 31 Dec 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Dec 2014 18 Dec 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Dec 2014 04 Dec 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Nov 2014 24 Nov 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Nov 2014 20 Nov 2014 001-33650
4 Open 4 document View SEC filing for 4 19 Nov 2014 17 Nov 2014 001-36208
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Nov 2014 06 Nov 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Oct 2014 23 Oct 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Oct 2014 09 Oct 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Sep 2014 25 Sep 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Sep 2014 11 Sep 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Aug 2014 28 Aug 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Aug 2014 14 Aug 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Aug 2014 31 Jul 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Jul 2014 17 Jul 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jul 2014 03 Jul 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jul 2014 30 Jun 2014 001-33650
4 Open 4 document View SEC filing for 4 FORM 4 19 Jun 2014 19 Jun 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jun 2014 05 Jun 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 May 2014 22 May 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 May 2014 08 May 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Apr 2014 24 Apr 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Apr 2014 10 Apr 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Mar 2014 27 Mar 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Mar 2014 13 Mar 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Feb 2014 27 Feb 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Feb 2014 13 Feb 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Feb 2014 02 Jan 2014 001-33650
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 14 Feb 2014 31 Dec 2013 001-36208
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Jan 2014 16 Jan 2014 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jan 2014 31 Dec 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Dec 2013 19 Dec 2013 001-33650
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Dec 2013 17 Dec 2013 001-36208
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 11 Dec 2013 11 Dec 2013 001-36208
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Dec 2013 05 Dec 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Nov 2013 21 Nov 2013 001-33650
4 Open 4 document View SEC filing for 4 FORM 4 20 Nov 2013 18 Nov 2013 001-35817
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Nov 2013 06 Nov 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Oct 2013 24 Oct 2013 001-33650
4 Open 4 document View SEC filing for 4 FORM 4 15 Oct 2013 10 Oct 2013 001-35817
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Oct 2013 10 Oct 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Sep 2013 26 Sep 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Sep 2013 12 Sep 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Aug 2013 29 Aug 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Aug 2013 15 Aug 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Aug 2013 05 Aug 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Aug 2013 01 Aug 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Jul 2013 18 Jul 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jul 2013 03 Jul 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Jun 2013 20 Jun 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Jun 2013 06 Jun 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 May 2013 23 May 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 May 2013 09 May 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Apr 2013 25 Apr 2013 001-33650
4 Open 4 document View SEC filing for 4 FORM 4 12 Apr 2013 10 Apr 2013 001-35817
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Apr 2013 11 Apr 2013 001-33650
3 Open 3 document View SEC filing for 3 FORM 3 04 Apr 2013 04 Apr 2013 001-35817
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Mar 2013 28 Mar 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Mar 2013 14 Mar 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Mar 2013 28 Feb 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Feb 2013 14 Jan 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Feb 2013 31 Jan 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Jan 2013 17 Jan 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jan 2013 02 Jan 2013 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2012 20 Dec 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Dec 2012 06 Dec 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Nov 2012 21 Nov 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Nov 2012 08 Nov 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 26 Oct 2012 25 Oct 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Oct 2012 27 Sep 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Apr 2012 26 Apr 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Apr 2012 12 Apr 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Jan 2012 04 Jan 2012 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2011 14 Dec 2011 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Oct 2011 17 Oct 2011 001-33650
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Aug 2011 17 Aug 2011 001-33650
4 Open 4 document View SEC filing for 4 04 Mar 2011 03 Mar 2011 001-33650
4 Open 4 document View SEC filing for 4 21 Jan 2011 19 Jan 2011 001-33650
3 Open 3 document View SEC filing for 3 21 Jan 2011 19 Jan 2011 001-33650

About this filer

Andrew L. Pecora files with the SEC under CIK 0001510184. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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