SEC EDGAR filings, ownership reports, and insider transactions for DBX Advisors LLC.
Recent SEC filings for DBX Advisors LLC including 13F-NT, 40-APP/A, N-PX and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2025 | 30 Sep 2025 | 028-18169 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO EXEMPTIVE APPLICATION | 03 Oct 2025 | 812-15679-02 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 14 Aug 2025 | 30 Jun 2025 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2025 | 30 Jun 2025 | 028-18169 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO EXEMPTIVE APPLICATION | 27 Jun 2025 | 812-15679-02 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 May 2025 | 31 Mar 2025 | 028-18169 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO EXEMPTIVE APPLICATION | 14 Apr 2025 | 812-15679-02 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO EXEMPTIVE APPLICATION | 11 Apr 2025 | 812-15679-02 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2025 | 31 Dec 2024 | 028-18169 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 20 Dec 2024 | 812-15679-02 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2024 | 30 Sep 2024 | 028-18169 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 27 Aug 2024 | 30 Jun 2024 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2024 | 30 Jun 2024 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2024 | 31 Mar 2024 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2024 | 31 Dec 2023 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Nov 2023 | 30 Sep 2023 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2023 | 30 Jun 2023 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2023 | 31 Mar 2023 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2023 | 31 Dec 2022 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2022 | 30 Sep 2022 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2022 | 30 Jun 2022 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2022 | 31 Mar 2022 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2022 | 31 Dec 2021 | 028-18169 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 21 Dec 2021 | 30 Sep 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 04 Nov 2021 | 30 Sep 2021 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2021 | 30 Jun 2021 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2021 | 31 Mar 2021 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Feb 2021 | 31 Dec 2020 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Nov 2020 | 30 Sep 2020 | 028-18169 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDED EXEMPTIVE ORDER APPLICATION - MULTIPLE REGISTRANTS | 24 Sep 2020 | 812-15163-03 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | EXEMPTIVE ORDER APPLICATION - MULTIPLE REGISTRANTS | 24 Sep 2020 | 812-15163-03 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2020 | 30 Jun 2020 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2020 | 31 Mar 2020 | 028-18169 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 21 Apr 2020 | 30 Jun 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2020 | 31 Dec 2019 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2019 | 30 Sep 2019 | 028-18169 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 23 Oct 2019 | 31 Mar 2018 | 028-18169 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 18 Oct 2019 | 31 Mar 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2019 | 30 Jun 2019 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2019 | 31 Mar 2019 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2019 | 31 Dec 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2018 | 30 Sep 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2018 | 30 Jun 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2018 | 31 Mar 2018 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2018 | 31 Dec 2017 | 028-18169 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2017 | 30 Sep 2017 | 028-18169 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 3D ASSET MANAGEMENT INC. | 24 Oct 2016 | 005-89671 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 23 Apr 2015 | 812-14448-03 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | DBX ETF TRUST | 03 Oct 2014 | 812-14177-03 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | DBX ETF TRUST | 24 Sep 2014 | 812-14177-03 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | DBX ETF TRUST | 25 Jul 2014 | 812-14177-03 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDED APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 15 Oct 2013 | 812-14004-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | DBX ETF TRUST | 17 Jul 2013 | 812-14177-03 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDED APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 06 Jun 2013 | 812-14004-01 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDED APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 19 Dec 2012 | 812-14004-01 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDED APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 11 Jun 2012 | 812-14004-01 | |
| APP WD | Open APP WD document | View SEC filing for APP WD | APPLICATION WITHDRAWAL REQUEST | 02 Mar 2012 | 812-13850-01 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 02 Mar 2012 | 812-13920-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 30 Jan 2012 | 812-14004-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPLICATION FOR EXEMPTION AND OTHER RELIEF UNDER 1940 ACT | 11 Jul 2011 | 812-13920-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPL. FOR EXEMPTION & OTHER RELIEF FILED UNDER THE INVESTMENT CO. ACT OF 1940 | 23 Nov 2010 | 812-13850-01 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPL. FOR EXEMPTION & OTHER RELIEF FILED UNDER THE INVESTMENT CO. ACT OF 1940 | 23 Nov 2010 | 812-13849-01 |
DBX Advisors LLC files with the SEC under CIK 0001506281. This page aggregates EDGAR filings and related ownership activity.