Filer Snapshot

Nicholas J. Swenson

CIK 0001478067. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

32

Latest filing

03 Jan 2024

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13D/G stake for AIRT. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

Open holding

13D/G large stake

AIRT

21 Jan 2026 · 49% ownership

Open 13D/G

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Source: SEC Forms 3/4/5

4 filed on 03 Jan 2024 for CIK 0001478067.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$64.96M

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$64.96M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

PDEX AIRT TULP
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
5000 West 36 Th Street, Suite 200, Minneapolis, MN, 55416

Filer intelligence

What SEC filings say about Nicholas J. Swenson

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • 2 recent 13D/G stake rows found; top row is AIRT at 49% ownership.
  • Forms 3/4/5 show insider context for PDEX worth $31.38M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes 2 rows

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 3 rows

Officer, director, and 10% owner holdings or transactions.

Open

13D/G large-stake context

AIRT

21 Jan 2026 · Common Stock, par value of $0.25 per share

49%

PDEX

02 Apr 2025 · Common Stock, no par value

31%

Forms 3/4/5 insider context

PDEX

20 Nov 2025 · 10% owner

$31.38M

AIRT

11 Aug 2025 · CEO · 10% owner

$30.44M

TULP

02 Apr 2026 · 10% owner

$3.14M

Latest update

What changed recently for Nicholas J. Swenson

Ownership report updated

Latest ownership report period: 02 Apr 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

06 Apr 2026

Page type

Ownership filings

Latest period

02 Apr 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 06 Apr 2026.

SEC filing record

CIK 0001478067 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
32
First seen
20 May 2021
Latest filing
03 Jan 2024
Entity
Individual

Latest Filings

Showing the latest 12 of 32 SEC filings for Nicholas J. Swenson.

4

4 filing

Filing date
03 Jan 2024
Reporting date
31 Dec 2023
SEC evidence
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4

4 filing

Filing date
28 Dec 2023
Reporting date
28 Dec 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
03 Oct 2023
Reporting date
30 Sep 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
05 Jul 2023
Reporting date
30 Jun 2023
SEC evidence
Open document Open filing
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4/A

4/A filing

Filing date
26 Apr 2023
Reporting date
26 Aug 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
04 Apr 2023
Reporting date
31 Mar 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
30 Aug 2022
Reporting date
26 Aug 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
08 Aug 2022
Reporting date
04 Aug 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
16 Feb 2022
Reporting date
14 Feb 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
11 Feb 2022
Reporting date
09 Feb 2022
SEC evidence
Open document Open filing
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4

4 filing

Filing date
08 Feb 2022
Reporting date
04 Feb 2022
SEC evidence
Open document Open filing
Next action
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4

4 filing

Filing date
03 Feb 2022
Reporting date
01 Feb 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
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