Filer Snapshot

HRT FINANCIAL LP SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001475597.

Entity Type

Company

Total Filings

92

Latest Filing

23 Mar 2026

Industry

n/a

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Review latest filings on this page Open reporting owner context
Business address
3 World Trade Center, 175 Greenwich Stre, 76 Th Floor, New York, NY, 10007
Top holdings (ownership)
COOL, LRHC, SMFL, LGHL, AKAN, and AREB
Top securities (13F)
SPY, IWM, QQQ, AVGO, AAPL, APPLE INC, NVDA, META PLATFORMS INC, WMT, META PLATFORMS INC, NVIDIA CORPORATION, AMZN, APPLE INC, MSFT, GOOG, MU, AMAT, ALPHABET INC, MICROSOFT CORP, and AMAZON COM INC
State of incorporation
DE
Fiscal year end
31 December
Former names
HRT FINANCIAL LLC (to 14 Aug 2020)

Sponsored

Quick Takeaways

  • HRT FINANCIAL LP is an SEC filer tracked under CIK 0001475597.
  • 92 filings are listed on this profile.
  • Common form coverage includes 4, 3, X-17A-5 and more.

What Changed

  • Latest filing: 4 filed on 23 Mar 2026.
  • Report period: 19 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Official SEC Source

Official SEC Source

SEC EDGAR submissions for CIK 0001475597.

See Original Filing

Filer Overview

HRT FINANCIAL LP has filed 92 SEC EDGAR filings since 28 Feb 2011. Common forms include 4, 3, X-17A-5, 13F-HR and more.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for HRT FINANCIAL LP with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Mar 2026 19 Mar 2026 001-39301
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 23 Mar 2026 19 Mar 2026 001-39301
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Mar 2026 27 Feb 2026 001-41588
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 03 Mar 2026 27 Feb 2026 001-41588
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2026 31 Dec 2025 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2026 31 Dec 2025 028-16455
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Jan 2026 15 Jan 2025 001-41324
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 20 Jan 2026 15 Jan 2026 001-41324
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2025 30 Sep 2025 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2025 30 Jun 2025 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-16455
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Apr 2025 04 Apr 2025 001-41267
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 08 Apr 2025 04 Apr 2025 001-41267
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Apr 2025 03 Apr 2025 001-34887
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 08 Apr 2025 03 Apr 2025 001-34887
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2025 31 Dec 2024 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2025 31 Dec 2024 028-16455
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Jan 2025 16 Jan 2025 001-39111
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 21 Jan 2025 16 Jan 2025 001-39111
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jan 2025 27 Dec 2024 001-39111
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 02 Jan 2025 27 Dec 2024 001-39111
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2024 30 Sep 2024 028-16455
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Oct 2024 15 Oct 2024 001-39336
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 17 Oct 2024 15 Oct 2024 001-39336
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Sep 2024 05 Sep 2024 001-41290
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Sep 2024 05 Sep 2024 001-41290
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 11 Sep 2024 04 Sep 2024 001-41290
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2024 30 Jun 2024 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2024 31 Mar 2024 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2024 31 Dec 2023 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2024 31 Dec 2023 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2023 30 Sep 2023 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2023 30 Jun 2023 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2023 31 Mar 2023 028-16455
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Apr 2023 04 Apr 2023 001-39814
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 10 Apr 2023 03 Apr 2023 001-39814
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 24 Feb 2023 31 Dec 2022 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2023 31 Dec 2022 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2022 30 Jun 2022 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2022 31 Mar 2022 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 25 Feb 2022 31 Dec 2021 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2021 30 Sep 2021 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 May 2021 31 Mar 2021 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 26 Feb 2021 31 Dec 2020 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2021 31 Dec 2020 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2020 30 Sep 2020 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2020 30 Jun 2020 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2020 31 Mar 2020 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2020 31 Dec 2019 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2020 31 Dec 2019 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2019 30 Sep 2019 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2019 30 Jun 2019 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2019 31 Mar 2019 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 27 Feb 2019 31 Dec 2018 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Feb 2019 31 Dec 2018 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2018 30 Sep 2018 028-16455
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 05 Sep 2018 30 Jun 2018 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2018 30 Jun 2018 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2018 31 Mar 2018 028-16455
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2018 31 Dec 2017 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2017 30 Sep 2017 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2017 30 Jun 2017 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2017 31 Mar 2017 028-16455
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2017 31 Dec 2016 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2017 31 Dec 2016 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2017 31 Dec 2016 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2016 30 Sep 2016 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2016 30 Jun 2016 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2016 31 Mar 2016 028-16455
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 25 Apr 2016 31 Dec 2015 008-68430
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 24 Mar 2016 31 Dec 2015 008-68430
FOCUSN/A Open FOCUSN/A document View SEC filing for FOCUSN/A AUTO-GENERATED PAPER DOCUMENT 01 Mar 2016 31 Dec 2015 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2016 31 Dec 2015 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2015 30 Sep 2015 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2015 30 Jun 2015 028-16455
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2015 31 Mar 2015 028-16455
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 03 Mar 2015 31 Dec 2014 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 03 Mar 2015 31 Dec 2014 008-68430
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2015 31 Dec 2014 028-16455
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2014 31 Dec 2013 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2014 31 Dec 2013 008-68430
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 28 Feb 2013 31 Dec 2012 008-68430
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2013 31 Dec 2012 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2013 31 Dec 2012 008-68430
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-68430
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-68430
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-68430

About this filer

HRT FINANCIAL LP files with the SEC under CIK 0001475597. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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