Filer Snapshot

Empery Asset Management, LP

CIK 0001469336. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

67

Latest filing

03 Sep 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q2 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

XFOR

$32.37M reported value

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13D/G large stake

EMPD

01 Sep 2026 · 18% ownership

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Source: SEC Schedule 13D/G

SCHEDULE 13D/A filed on 03 Sep 2026 for CIK 0001469336.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$86.48M

Quarterly institutional holdings reported on Form 13F; not total AUM.

Forms 3/4/5 positions$17.68M

Reporting-owner positions with enough filing detail to estimate value.

Latest reported 13F value

13F
$86.48M

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Source: SEC Form 13FScope: U.S.-listed equity holdings

Forms 3/4/5 position value

3/4/5
$17.68M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest 13F holdings

13F
XFOR EMPD NGEN DTIL CLNN
+15 moreANVS LTRN AMC TNYA YDDL CYN VENU GLNDW URG MSLE JAGU CLRB SCYX RNTX BTCT

Largest symbols in the latest parsed Form 13F information table.

Freshness: Latest parsed 13F period

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

EMPD

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

XFOR EMPD NGEN DTIL CLNN ANVS LTRN AMC
+12 moreTNYA YDDL CYN VENU GLNDW URG MSLE JAGU CLRB SCYX RNTX BTCT

Largest active 13D stakes

Active large-stake positions disclosed in parsed Schedule 13D filings.

VLCN EMPD

Largest active 13G stakes

Passive or institutional large-stake positions disclosed in parsed Schedule 13G filings.

IMRX XFOR CRML IMPP DTIL OTLK
+14 moreCYN CLNN TNYA ANVS LTRN XTIA CLRB BTCT KSCP FMTO BFRG RBNE SIDU SLE
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
1 Rockefeller Plaza, Suite 1205, New York, NY, 10020
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 2 profile fields available
Incorporated in
DE
Fiscal year end
31 December

Filer intelligence

What SEC filings say about Empery Asset Management, LP

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $86.48M across 32 reported holdings for Q2 2026.
  • Largest parsed 13F holding: XFOR at $32.37M.
  • 5 recent 13D/G stake rows found; top row is EMPD at 18% ownership.
  • Forms 3/4/5 show insider context for EMPD worth $17.68M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 32 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes 5 rows

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q2 2026 - 11 Aug 2026

Top 5 concentration

73%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$62.78M

Compared with $86.48M total 13F value.

Top 5 net change

-$4.9M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: NGEN · Largest trim: XFOR

XFOR EMPD NGEN DTIL CLNN Other holdings

XFOR

37.4%

X4 Pharmaceuticals Inc

$32.37M

EMPD

12.1%

Empery Digital Inc

$10.43M

NGEN

9.5%

Nervgen Pharma Corp

$8.24M

DTIL

7.1%

Precision Biosciences Inc

$6.1M

CLNN

6.5%

Clene Inc

$5.64M

13D/G large-stake context

EMPD

01 Sep 2026 · Common Stock, $0.00001 par value per share

18%
Issuer page 13D/G history

LTRN

30 Jun 2026 · Common Stock, $0.0001 par value per share

10%
Issuer page 13D/G history

CLRB

30 Jun 2026 · Common Stock, $0.00001 par value per share

10%
Issuer page 13D/G history

CLNN

30 Jun 2026 · Common Stock, $0.0001 par value per share

7.2%
Issuer page 13D/G history

Forms 3/4/5 insider context

EMPD

01 Sep 2026 · 10% owner

$17.68M
Issuer page Owner page

SZZL

27 Feb 2024 · 10% owner

Issuer page Owner page

Latest update

What changed recently for Empery Asset Management, LP

New filing available

Latest Schedule 13D/G period: 01 Sep 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

03 Sep 2026

Page type

Filer profile

Latest period

01 Sep 2026

Schedule 13D/G context is visible from filings filed on 03 Sep 2026.

Open filer profile Browse recent public updates

Benchmark Context

Benchmark context for this company

Empery Asset Management, LP has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest Schedule 13D/G period: 01 Sep 2026. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001469336 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
67
First seen
11 Feb 2022
Latest filing
03 Sep 2026
Entity
Company

Observed form types

13F-HR 3 4 SCHEDULE 13D SCHEDULE 13D/A SCHEDULE 13G SCHEDULE 13G/A

CIK-linked evidence first

Empery Asset Management, LP SEC filings Empery Asset Management, LP 13F portfolio Empery Asset Management, LP 13D/G history Empery Asset Management, LP owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 67 SEC filings for Empery Asset Management, LP.

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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
03 Sep 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
14 Aug 2026
Reporting date
Not listed
SEC evidence
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4

4 filing

Filing date
14 Aug 2026
Reporting date
12 Aug 2026
SEC evidence
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3

3 filing

Filing date
14 Aug 2026
Reporting date
01 Apr 2026
SEC evidence
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13F-HR

13F-HR filing

Filing date
11 Aug 2026
Reporting date
30 Jun 2026
SEC evidence
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
04 Aug 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
04 Aug 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
04 Aug 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
29 Jul 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
29 Jul 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
29 Jul 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
29 Jul 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
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