SEC EDGAR filings, ownership reports, and insider transactions for MORGAN STANLEY SMITH BARNEY LLC.
Recent SEC filings for MORGAN STANLEY SMITH BARNEY LLC including 144, 13F-NT, N-PX and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 144 | Open 144 document | View SEC filing for 144 | 20 Jan 2026 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2025 | 30 Sep 2025 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 17 Oct 2025 | |||
| N-PX | Open N-PX document | View SEC filing for N-PX | 27 Aug 2025 | 30 Jun 2025 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2025 | 30 Jun 2025 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 18 Jul 2025 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2025 | 31 Mar 2025 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 16 Apr 2025 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2025 | 31 Dec 2024 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 21 Jan 2025 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2024 | 30 Sep 2024 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 18 Oct 2024 | |||
| N-PX | Open N-PX document | View SEC filing for N-PX | 28 Aug 2024 | 30 Jun 2024 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2024 | 30 Jun 2024 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 18 Jul 2024 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2024 | 31 Mar 2024 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 18 Apr 2024 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2024 | 31 Dec 2023 | 028-13935 | |
| 144 | Open 144 document | View SEC filing for 144 | 18 Jan 2024 | |||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2023 | 30 Sep 2023 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2023 | 30 Jun 2023 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2023 | 31 Mar 2023 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2023 | 31 Dec 2022 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2022 | 30 Sep 2022 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Aug 2022 | 30 Jun 2022 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2022 | 31 Mar 2022 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2022 | 31 Dec 2021 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Nov 2021 | 30 Sep 2021 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Aug 2021 | 30 Jun 2021 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 17 May 2021 | 31 Mar 2021 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 16 Feb 2021 | 31 Dec 2020 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2020 | 30 Sep 2020 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2020 | 30 Jun 2020 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2020 | 31 Mar 2020 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2020 | 31 Dec 2019 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2019 | 30 Sep 2019 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2019 | 30 Jun 2019 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2019 | 31 Mar 2019 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2019 | 31 Dec 2018 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2018 | 30 Sep 2018 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2018 | 30 Jun 2018 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2018 | 31 Mar 2018 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2018 | 31 Dec 2017 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2017 | 30 Sep 2017 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2017 | 30 Jun 2017 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2017 | 31 Mar 2017 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2017 | 31 Dec 2016 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Nov 2016 | 30 Sep 2016 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2016 | 30 Jun 2016 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 May 2016 | 31 Mar 2016 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Feb 2016 | 31 Dec 2015 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Nov 2015 | 30 Sep 2015 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2015 | 30 Jun 2015 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2015 | 31 Mar 2015 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2015 | 31 Dec 2014 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2014 | 30 Sep 2014 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2014 | 30 Jun 2014 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2014 | 31 Mar 2014 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2014 | 31 Dec 2013 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2013 | 30 Sep 2013 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Aug 2013 | 30 Jun 2013 | 028-13935 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 24 Apr 2013 | 31 Mar 2013 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 14 Feb 2013 | 31 Dec 2012 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 14 Nov 2012 | 30 Sep 2012 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 13 Aug 2012 | 30 Jun 2012 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 11 May 2012 | 31 Mar 2012 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 13 Feb 2012 | 31 Dec 2011 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 14 Nov 2011 | 30 Sep 2011 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 12 Aug 2011 | 30 Jun 2011 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 16 May 2011 | 31 Mar 2011 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 14 Feb 2011 | 31 Dec 2010 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 15 Nov 2010 | 30 Sep 2010 | 028-13935 |
| 40-206A/A | Open 40-206A/A document | View SEC filing for 40-206A/A | AUTO-GENERATED PAPER DOCUMENT | 03 Nov 2010 | 803-00209 | |
| 40-206A | Open 40-206A document | View SEC filing for 40-206A | AUTO-GENERATED PAPER DOCUMENT | 29 Oct 2010 | 803-00209 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 16 Aug 2010 | 30 Jun 2010 | 028-13935 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT- MORGAN STANLEY SMITH BARNEY | 17 May 2010 | 31 Mar 2010 | 028-13935 |
MORGAN STANLEY SMITH BARNEY LLC files with the SEC under CIK 0001466170. This page aggregates EDGAR filings and related ownership activity.