A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Kenneth L. Waggoner

CIK 0001464611. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

31 Aug 2021

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for PMCB. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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13D/G large stake

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Insider / owner context

PMCB

10 Aug 2021

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Source: SEC Forms 3/4/5

3 filed on 31 Aug 2021 for CIK 0001464611.

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Business address: 8105 Irvine Center Dr. #820, Irvine, CA, 92618

Filer intelligence

What SEC filings say about Kenneth L. Waggoner

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for PMCB.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

PMCB

10 Aug 2021 · Chairman, CEO, Pres and GC

Issuer page Owner page

Latest update

What changed recently for Kenneth L. Waggoner

Ownership report updated

Latest ownership report period: 10 Aug 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

31 Aug 2021

Page type

Ownership filings

Latest period

10 Aug 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 31 Aug 2021.

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SEC filing record

CIK 0001464611 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

12 Jun 2009

Latest filing

31 Aug 2021

Entity

Individual

Observed form types

3 4 4/A

CIK-linked evidence first

Kenneth L. Waggoner SEC filings Kenneth L. Waggoner owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 30 SEC filings for Kenneth L. Waggoner.

Open full filing history

3 File 001-40699

3 filing

Filing date: 31 Aug 2021
Reporting date: 10 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 06 Mar 2013
Reporting date: 29 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-52095

FORM 4 AMENDMENT

Filing date: 06 Dec 2012
Reporting date: 28 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

OWNERSHIP DOCUMENT

Filing date: 04 Dec 2012
Reporting date: 28 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 25 Oct 2012
Reporting date: 25 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 11 Oct 2012
Reporting date: 09 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 05 Oct 2012
Reporting date: 02 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 03 Oct 2012
Reporting date: 26 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 24 Sep 2012
Reporting date: 20 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

OWNERSHIP DOCUMENT

Filing date: 18 Sep 2012
Reporting date: 31 Aug 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-52095

AMENDMENT TO OWNERSHIP DOCUMENT

Filing date: 07 Sep 2012
Reporting date: 06 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-52095

FORM 4

Filing date: 07 Sep 2012
Reporting date: 06 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

Kenneth L. Waggoner

Start with the SEC data that changes for this CIK

What SEC filings say about Kenneth L. Waggoner

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Kenneth L. Waggoner

CIK 0001464611 filing coverage

Latest Filings

3 filing

FORM 4

FORM 4 AMENDMENT

OWNERSHIP DOCUMENT

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

OWNERSHIP DOCUMENT

AMENDMENT TO OWNERSHIP DOCUMENT

FORM 4

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