Research paths
James C. Pappas
Filer Snapshot
James C. Pappas
CIK 0001462171 . SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Entity Type
Individual
Total Filings
128
Latest Filing
15 May 2026
Industry
n/a
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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.
Business address
1177 West Loop South, Suite 1320, Houston, TX, 77027
Top holdings (ownership)
UNFI, IVFH, and RRGB
Filer intelligence
What SEC filings say about James C. Pappas
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
1 recent 13D/G stake row found; top row is RRGB at 10% ownership.
Forms 3/4/5 show insider context for UNFI worth $17.17M.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
XML parsed
13F portfolio
No rows yet
Quarterly institutional portfolio holdings.
Open
13D/G stakes
1 rows
Beneficial ownership and large-stake disclosures.
Open
Forms 3/4/5
5 rows
Officer, director, and 10% owner holdings or transactions.
Open
13D/G large-stake context
RRGB
13 Feb 2026 · Common Stock, $0.001 par value
10%
Forms 3/4/5 insider context
IVFH
06 Jan 2026 · 10% owner
$8.54M
RRGB
14 May 2026 · 10% owner
$5.7M
TRCK
30 Apr 2026 · 10% owner
Latest update
What changed recently for James C. Pappas
Ownership report updated
Latest ownership report period: 14 May 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
15 May 2026
Page type
Ownership filings
Latest period
14 May 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 15 May 2026.
Filer Overview
James C. Pappas has filed 128 SEC EDGAR filings since 08 Feb 2012.
Common forms include 4, 3, 3/A, 4/A.
Latest Filings
Recent SEC filings for James C. Pappas with direct links to document and filing folders.
4
File 001-34851
4 filing
Filing date
15 May 2026
Reporting date
14 May 2026
Next action
Verify source filing
3
File 000-23153
OWNERSHIP DOCUMENT
Filing date
07 May 2026
Reporting date
30 Apr 2026
Next action
Verify source filing
4
File 000-09376
4 filing
Filing date
08 Jan 2026
Reporting date
06 Jan 2026
Next action
Verify source filing
4
File 001-15723
FORM 4
Filing date
06 Jan 2026
Reporting date
02 Jan 2026
Next action
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4
File 001-15723
FORM 4
Filing date
19 Dec 2025
Reporting date
18 Dec 2025
Next action
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3/A
File 000-18051
OWNERSHIP DOCUMENT
Filing date
04 Nov 2025
Reporting date
21 Oct 2025
Next action
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3
File 000-18051
OWNERSHIP DOCUMENT
Filing date
21 Oct 2025
Reporting date
17 Oct 2025
Next action
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4
File 001-34851
4 filing
Filing date
23 May 2025
Reporting date
22 May 2025
Next action
Verify source filing
4
File 001-15723
FORM 4
Filing date
20 Dec 2024
Reporting date
19 Dec 2024
Next action
Verify source filing
4
File 001-34851
4 filing
Filing date
12 Dec 2024
Reporting date
10 Dec 2024
Next action
Verify source filing
4
File 000-09376
4 filing
Filing date
10 Dec 2024
Reporting date
09 Dec 2024
Next action
Verify source filing
4
File 001-34851
OWNERSHIP DOCUMENT
Filing date
04 Dec 2024
Reporting date
03 Dec 2024
Next action
Verify source filing
4
File 001-34851
OWNERSHIP DOCUMENT
Filing date
07 Nov 2024
Reporting date
05 Nov 2024
Next action
Verify source filing
4
File 001-34851
OWNERSHIP DOCUMENT
Filing date
17 Oct 2024
Reporting date
15 Oct 2024
Next action
Verify source filing
3
File 001-34851
OWNERSHIP DOCUMENT
Filing date
17 Oct 2024
Reporting date
14 Oct 2024
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
19 Jul 2024
Reporting date
17 Jul 2024
Next action
Verify source filing
4
File 001-15723
FORM 4
Filing date
22 Dec 2023
Reporting date
21 Dec 2023
Next action
Verify source filing
4
File 000-09376
4 filing
Filing date
17 Nov 2023
Reporting date
14 Nov 2023
Next action
Verify source filing
3
File 001-34249
OWNERSHIP DOCUMENT
Filing date
23 Oct 2023
Reporting date
12 Oct 2023
Next action
Verify source filing
3
File 001-15723
FORM 3
Filing date
06 Oct 2023
Reporting date
28 Sep 2023
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
15 Feb 2023
Reporting date
13 Feb 2023
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
10 Feb 2023
Reporting date
08 Feb 2023
Next action
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3
File 001-34249
OWNERSHIP DOCUMENT
Filing date
13 Oct 2022
Reporting date
03 Oct 2022
Next action
Verify source filing
4
File 001-31234
OWNERSHIP DOCUMENT
Filing date
13 Jun 2022
Reporting date
09 Jun 2022
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
08 Jun 2022
Reporting date
07 Jun 2022
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
30 Aug 2021
Reporting date
26 Aug 2021
Next action
Verify source filing
4
File 001-31234
OWNERSHIP DOCUMENT
Filing date
03 May 2021
Reporting date
29 Apr 2021
Next action
Verify source filing
3
File 001-31234
OWNERSHIP DOCUMENT
Filing date
03 May 2021
Reporting date
28 Apr 2021
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
24 Feb 2021
Reporting date
23 Feb 2021
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
17 Sep 2020
Reporting date
15 Sep 2020
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
11 Sep 2020
Reporting date
09 Sep 2020
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
04 Sep 2020
Reporting date
02 Sep 2020
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
25 Aug 2020
Reporting date
21 Aug 2020
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
22 Jul 2020
Reporting date
20 Jul 2020
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
26 Feb 2020
Reporting date
25 Feb 2020
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
26 Feb 2020
Reporting date
24 Feb 2020
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
09 Sep 2019
Reporting date
05 Sep 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
29 Aug 2019
Reporting date
27 Aug 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
23 Aug 2019
Reporting date
21 Aug 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
20 Aug 2019
Reporting date
16 Aug 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
08 Jul 2019
Reporting date
03 Jul 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
02 Jul 2019
Reporting date
28 Jun 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
25 Jun 2019
Reporting date
21 Jun 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
20 Jun 2019
Reporting date
18 Jun 2019
Next action
Verify source filing
4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
14 Jun 2019
Reporting date
12 Jun 2019
Next action
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4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
11 Jun 2019
Reporting date
07 Jun 2019
Next action
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4
File 000-09376
OWNERSHIP DOCUMENT
Filing date
23 May 2019
Reporting date
21 May 2019
Next action
Verify source filing
3
File 000-09376
OWNERSHIP DOCUMENT
Filing date
23 May 2019
Reporting date
20 May 2019
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
04 Mar 2019
Reporting date
01 Mar 2019
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
04 Mar 2019
Reporting date
01 Mar 2019
Next action
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4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
06 Dec 2018
Reporting date
03 Dec 2018
Next action
Verify source filing
4
File 001-32552
PRIMARY DOCUMENT
Filing date
13 Sep 2018
Reporting date
13 Sep 2018
Next action
Verify source filing
4
File 001-32552
PRIMARY DOCUMENT
Filing date
28 Jun 2018
Reporting date
26 Jun 2018
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
21 May 2018
Reporting date
17 May 2018
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
15 May 2018
Reporting date
11 May 2018
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
09 May 2018
Reporting date
07 May 2018
Next action
Verify source filing
4
File 001-34023
FORM 4
Filing date
27 Apr 2018
Reporting date
24 Apr 2018
Next action
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4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
15 Mar 2018
Reporting date
13 Mar 2018
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
19 Sep 2017
Reporting date
15 Sep 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
31 Aug 2017
Reporting date
29 Aug 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
28 Aug 2017
Reporting date
24 Aug 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
08 Jun 2017
Reporting date
06 Jun 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
02 Jun 2017
Reporting date
31 May 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
12 May 2017
Reporting date
10 May 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
10 Apr 2017
Reporting date
06 Apr 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
05 Apr 2017
Reporting date
03 Apr 2017
Next action
Verify source filing
4
File 001-34023
FORM 4
Filing date
05 Apr 2017
Reporting date
28 Mar 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
30 Mar 2017
Reporting date
28 Mar 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
27 Mar 2017
Reporting date
23 Mar 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
22 Mar 2017
Reporting date
20 Mar 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
15 Mar 2017
Reporting date
13 Mar 2017
Next action
Verify source filing
4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
27 Feb 2017
Reporting date
23 Feb 2017
Next action
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4
File 001-12368
OWNERSHIP DOCUMENT
Filing date
14 Dec 2016
Reporting date
13 Dec 2016
Next action
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4/A
File 001-12368
OWNERSHIP DOCUMENT
Filing date
14 Dec 2016
Reporting date
08 Dec 2016
Next action
Verify source filing
4
File 001-12368
FORM 4
Filing date
12 Dec 2016
Reporting date
08 Dec 2016
Next action
Verify source filing
4
File 001-34023
FORM 4
Filing date
04 Oct 2016
Reporting date
30 Sep 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
18 Jul 2016
Reporting date
14 Jul 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
12 Jul 2016
Reporting date
08 Jul 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
07 Jul 2016
Reporting date
05 Jul 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
28 Jun 2016
Reporting date
24 Jun 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
23 Jun 2016
Reporting date
21 Jun 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
20 Jun 2016
Reporting date
16 Jun 2016
Next action
Verify source filing
3
File 001-12368
FORM 3
Filing date
10 Jun 2016
Reporting date
07 Jun 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
06 Jun 2016
Reporting date
02 Jun 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
01 Jun 2016
Reporting date
27 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
26 May 2016
Reporting date
24 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
23 May 2016
Reporting date
19 May 2016
Next action
Verify source filing
4
File 001-32552
PRIMARY DOCUMENT
Filing date
19 May 2016
Reporting date
17 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
18 May 2016
Reporting date
16 May 2016
Next action
Verify source filing
4
File 001-32552
PRIMARY DOCUMENT
Filing date
16 May 2016
Reporting date
09 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
13 May 2016
Reporting date
11 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
09 May 2016
Reporting date
05 May 2016
Next action
Verify source filing
4
File 001-34023
OWNERSHIP DOCUMENT
Filing date
04 May 2016
Reporting date
02 May 2016
Next action
Verify source filing
3
File 001-34023
OWNERSHIP DOCUMENT
Filing date
28 Apr 2016
Reporting date
25 Apr 2016
Next action
Verify source filing
4
File 001-32552
4 filing
Filing date
13 Aug 2015
Reporting date
11 Aug 2015
Next action
Verify source filing
4
File 001-32552
4 filing
Filing date
14 May 2015
Reporting date
12 May 2015
Next action
Verify source filing
4
File 001-32552
4 filing
Filing date
19 Mar 2015
Reporting date
17 Mar 2015
Next action
Verify source filing
4
File 000-25813
FORM 4
Filing date
16 Mar 2015
Reporting date
16 Mar 2015
Next action
Verify source filing
3
File 001-32552
PRIMARY DOCUMENT
Filing date
22 Jan 2015
Reporting date
12 Jan 2015
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
29 Jul 2014
Reporting date
28 Jul 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
25 Jul 2014
Reporting date
23 Jul 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
22 Jul 2014
Reporting date
18 Jul 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
28 May 2014
Reporting date
23 May 2014
Next action
Verify source filing
4
File 001-08395
FORM 4
Filing date
28 May 2014
Reporting date
27 May 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
22 May 2014
Reporting date
20 May 2014
Next action
Verify source filing
4
File 000-25813
FORM 4
Filing date
22 May 2014
Reporting date
20 May 2014
Next action
Verify source filing
4
File 000-25813
FORM 4
Filing date
20 May 2014
Reporting date
16 May 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
14 May 2014
Reporting date
12 May 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
09 May 2014
Reporting date
07 May 2014
Next action
Verify source filing
4
File 000-25813
FORM 4
Filing date
17 Mar 2014
Reporting date
13 Mar 2014
Next action
Verify source filing
3
File 000-25813
FORM 3
Filing date
17 Mar 2014
Reporting date
13 Mar 2014
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
12 Sep 2013
Reporting date
10 Sep 2013
Next action
Verify source filing
4
File 000-31555
OWNERSHIP DOCUMENT
Filing date
09 Sep 2013
Reporting date
05 Sep 2013
Next action
Verify source filing
3
File 000-31555
OWNERSHIP DOCUMENT
Filing date
06 Sep 2013
Reporting date
27 Aug 2013
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
12 Apr 2013
Reporting date
09 Apr 2013
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
02 Oct 2012
Reporting date
01 Oct 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
06 Aug 2012
Reporting date
02 Aug 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
27 Jul 2012
Reporting date
25 Jul 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
24 Jul 2012
Reporting date
23 Jul 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
20 Jul 2012
Reporting date
19 Jul 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
17 Jul 2012
Reporting date
13 Jul 2012
Next action
Verify source filing
4/A
File 001-08395
OWNERSHIP DOCUMENT
Filing date
12 Jul 2012
Reporting date
10 Jul 2012
Next action
Verify source filing
4
File 001-08395
PRIMARY DOCUMENT
Filing date
12 Jul 2012
Reporting date
10 Jul 2012
Next action
Verify source filing
4
File 001-08766
OWNERSHIP DOCUMENT
Filing date
14 Mar 2012
Reporting date
12 Mar 2012
Next action
Verify source filing
3/A
File 001-08766
OWNERSHIP DOCUMENT
Filing date
07 Mar 2012
Reporting date
03 Feb 2012
Next action
Verify source filing
3
File 001-08766
OWNERSHIP DOCUMENT
Filing date
13 Feb 2012
Reporting date
02 Feb 2012
Next action
Verify source filing
4
File 001-08395
OWNERSHIP DOCUMENT
Filing date
08 Feb 2012
Reporting date
27 Jan 2012
Next action
Verify source filing
3
File 001-08395
OWNERSHIP DOCUMENT
Filing date
08 Feb 2012
Reporting date
17 Jan 2012
Next action
Verify source filing
About this filer
James C. Pappas files with the SEC under CIK 0001462171. This page aggregates EDGAR filings and related ownership activity.
FAQ
What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
CIK / security context first
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