Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001459261.
Entity Type
Individual
Total Filings
45
Latest Filing
02 Oct 2023
Industry
n/a
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4 filed on 02 Oct 2023 for CIK 0001459261.
4 filed on 02 Oct 2023 for CIK 0001459261.
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A newly filed 4 can change the filing history, ownership context, or next research path for Claude Germain.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 28 Sep 2023. Open the source-backed page to inspect the fresh filing or facts context.
Update date
02 Oct 2023
Page type
Ownership filings
Latest period
28 Sep 2023
Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Oct 2023.
Claude Germain has filed 45 SEC EDGAR filings since 23 Mar 2009. Common forms include 4, 3, 5, 3/A.
Recent SEC filings for Claude Germain with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Oct 2023 | 28 Sep 2023 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 Apr 2022 | 26 Apr 2022 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Jun 2021 | 01 Jun 2021 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Apr 2021 | 27 Apr 2021 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 Dec 2020 | 10 Dec 2020 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 May 2020 | 06 May 2020 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Apr 2020 | 21 Apr 2020 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 12 Mar 2020 | 12 Mar 2020 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 09 May 2019 | 08 May 2019 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 Apr 2019 | 25 Apr 2019 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 May 2018 | 02 May 2018 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Nov 2017 | 21 Nov 2017 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Nov 2017 | 16 Nov 2017 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 May 2017 | 10 May 2017 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Sep 2016 | 07 Sep 2016 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Jul 2016 | 12 Jul 2016 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Jul 2016 | 12 Jul 2016 | 001-32638 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 12 Jul 2016 | 12 Jul 2016 | 001-37827 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Jan 2015 | 15 Jan 2015 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 May 2014 | 15 May 2014 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 30 Jan 2014 | 29 Jan 2014 | 001-32638 |
| 5 | Open 5 document | View SEC filing for 5 | PRIMARY DOCUMENT | 30 Jan 2014 | 31 Dec 2013 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Sep 2013 | 04 Sep 2013 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Mar 2013 | 08 Mar 2013 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 30 Jan 2013 | 29 Jan 2013 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Nov 2012 | 06 Nov 2012 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Aug 2012 | 14 Aug 2012 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Jun 2012 | 01 Jun 2012 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 Mar 2012 | 29 Mar 2012 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 29 Mar 2012 | 29 Mar 2012 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Jan 2012 | 18 Jan 2012 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Nov 2011 | 24 Nov 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 27 Sep 2011 | 21 Sep 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 06 Sep 2011 | 01 Sep 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 16 Aug 2011 | 12 Aug 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Aug 2011 | 08 Aug 2011 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Aug 2011 | 04 Aug 2011 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 24 May 2011 | 20 May 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 May 2011 | 16 May 2011 | 000-31051 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 16 Mar 2011 | 14 Mar 2011 | 000-31051 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Feb 2011 | 01 Feb 2011 | 001-32638 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 22 Jan 2010 | 20 Jan 2010 | 001-32638 |
Claude Germain files with the SEC under CIK 0001459261. This page aggregates EDGAR filings and related ownership activity.