Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001437972.
Entity Type
Individual
Total Filings
20
Latest Filing
18 Aug 2022
Industry
n/a
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4 filed on 18 Aug 2022 for CIK 0001437972.
4 filed on 18 Aug 2022 for CIK 0001437972.
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A newly filed 4 can change the filing history, ownership context, or next research path for James K. Brata.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 16 Aug 2022. Open the source-backed page to inspect the fresh filing or facts context.
Update date
18 Aug 2022
Page type
Ownership filings
Latest period
16 Aug 2022
Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Aug 2022.
James K. Brata has filed 20 SEC EDGAR filings since 24 Jun 2008. Common forms include 4, 5/A, 5, 3.
Recent SEC filings for James K. Brata with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 18 Aug 2022 | 16 Aug 2022 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Jan 2022 | 18 Jan 2022 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Aug 2021 | 16 Aug 2021 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Jun 2021 | 01 Jun 2021 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 11 Aug 2020 | 10 Aug 2020 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 19 Feb 2019 | 15 Feb 2019 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 01 Jun 2018 | 30 May 2018 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 11 Aug 2017 | 10 Aug 2017 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 16 May 2016 | 15 Feb 2016 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 04 Aug 2014 | 31 Jul 2014 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 18 Mar 2013 | 14 Mar 2013 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 09 Aug 2012 | 07 Aug 2012 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 07 Dec 2011 | 06 Dec 2011 | 001-32472 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 01 Dec 2011 | 29 Nov 2011 | 001-32472 |
| 5/A | Open 5/A document | View SEC filing for 5/A | FORM 5/A - | 11 Feb 2011 | 31 Dec 2010 | 001-32472 |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 - | 10 Feb 2011 | 31 Dec 2010 | 001-32472 |
James K. Brata files with the SEC under CIK 0001437972. This page aggregates EDGAR filings and related ownership activity.