A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

James Barton Kalsu

CIK 0001431565. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

Latest Filing

19 Aug 2024

Industry

n/a

Follow future filing-backed changes

Save this filer to return when a new filing changes the portfolio, large-stake, insider, or company context.

Save and revisit

Save this filer page

Create a free account to keep this page in your watchlists. After verification, we will save it automatically and open your saved research list.

Create free account and save this filer Already have an account? Sign in and save it

Best next click

Start with the summary below, then verify the strongest source-backed page for this filer.

Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 19 Aug 2024 for CIK 0001431565.

View Source Filing

Business address: 7171 Southwest Parkway, Building 400, Austin, TX, 78735
Top holdings (ownership): SWI

Filer intelligence

What SEC filings say about James Barton Kalsu

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Save filer

Quick read

Forms 3/4/5 show insider context for SWI worth $14.32M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

SWI

15 Aug 2024 · EVP CFO & Treasurer

$14.32M

Issuer page Owner page

NABL

25 Jun 2021

Issuer page Owner page

Latest update

What changed recently for James Barton Kalsu

Ownership report updated

Latest ownership report period: 15 Aug 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Aug 2024

Page type

Ownership filings

Latest period

15 Aug 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 19 Aug 2024.

Open ownership filings Browse recent public updates

Filer Overview

James Barton Kalsu has filed 90 SEC EDGAR filings since 20 May 2009. Common forms include 4, 3.

James Barton Kalsu SEC filings James Barton Kalsu owner filings

Latest Filings

Recent SEC filings for James Barton Kalsu with direct links to document and filing folders.

4 File 001-38711

FORM 4

Filing date: 19 Aug 2024
Reporting date: 15 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 May 2024
Reporting date: 15 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 19 Mar 2024
Reporting date: 15 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 20 Feb 2024
Reporting date: 15 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 15 Feb 2024
Reporting date: 13 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Nov 2023
Reporting date: 15 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Aug 2023
Reporting date: 15 Aug 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 May 2023
Reporting date: 15 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 23 Feb 2023
Reporting date: 21 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Feb 2023
Reporting date: 15 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Nov 2022
Reporting date: 15 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 25 Oct 2022
Reporting date: 23 Oct 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Aug 2022
Reporting date: 15 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 May 2022
Reporting date: 15 May 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 03 Mar 2022
Reporting date: 01 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Feb 2022
Reporting date: 15 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 03 Feb 2022
Reporting date: 01 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 16 Nov 2021
Reporting date: 15 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 26 Oct 2021
Reporting date: 23 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Aug 2021
Reporting date: 15 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-40297

FORM 3

Filing date: 25 Jun 2021
Reporting date: 25 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 25 May 2021
Reporting date: 21 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 18 May 2021
Reporting date: 15 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 11 Mar 2021
Reporting date: 09 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Feb 2021
Reporting date: 15 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 03 Feb 2021
Reporting date: 01 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Nov 2020
Reporting date: 13 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 27 Oct 2020
Reporting date: 23 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 17 Aug 2020
Reporting date: 13 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 25 Jun 2020
Reporting date: 23 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 22 May 2020
Reporting date: 21 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 18 Mar 2020
Reporting date: 16 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 25 Oct 2019
Reporting date: 23 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36253

PRIMARY DOCUMENT

Filing date: 10 May 2019
Reporting date: 10 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 30 Oct 2018
Reporting date: 27 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38711

FORM 4

Filing date: 25 Oct 2018
Reporting date: 23 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-38711

FORM 3

Filing date: 19 Oct 2018
Reporting date: 19 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36253

PRIMARY DOCUMENT

Filing date: 18 May 2018
Reporting date: 16 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36253

PRIMARY DOCUMENT

Filing date: 02 Feb 2018
Reporting date: 01 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36253

PRIMARY DOCUMENT

Filing date: 31 Jan 2018
Reporting date: 26 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 09 Feb 2016
Reporting date: 05 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 06 Jan 2016
Reporting date: 04 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 15 Sep 2015
Reporting date: 11 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 21 May 2015
Reporting date: 19 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 10 Feb 2015
Reporting date: 06 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 05 Feb 2015
Reporting date: 03 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 05 Jan 2015
Reporting date: 05 Jan 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 25 Nov 2014
Reporting date: 21 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36026

FORM 4 -

Filing date: 13 Nov 2014
Reporting date: 12 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 16 Sep 2014
Reporting date: 15 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 12 Sep 2014
Reporting date: 11 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-36026

FORM 4 -

Filing date: 08 Aug 2014
Reporting date: 06 Aug 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-36026

FORM 3 -

Filing date: 08 Aug 2014
Reporting date: 30 Jul 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 19 Jun 2014
Reporting date: 17 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 26 Feb 2014
Reporting date: 25 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 20 Feb 2014
Reporting date: 18 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 10 Feb 2014
Reporting date: 06 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 07 Jan 2014
Reporting date: 06 Jan 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 17 Sep 2013
Reporting date: 11 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 18 Mar 2013
Reporting date: 14 Mar 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 26 Feb 2013
Reporting date: 25 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 08 Feb 2013
Reporting date: 06 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 08 Jan 2013
Reporting date: 04 Jan 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

FORM 4 SUBMISSION

Filing date: 17 Dec 2012
Reporting date: 13 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 07 30 2012

Filing date: 31 Jul 2012
Reporting date: 30 Jul 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 07 17 2012

Filing date: 18 Jul 2012
Reporting date: 17 Jul 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 06 19 2012

Filing date: 20 Jun 2012
Reporting date: 18 Jun 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 03 19 2012

Filing date: 21 Mar 2012
Reporting date: 19 Mar 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 02 27 2012

Filing date: 28 Feb 2012
Reporting date: 27 Feb 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 01 04 2012

Filing date: 05 Jan 2012
Reporting date: 04 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 12152011

Filing date: 19 Dec 2011
Reporting date: 15 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 02252011

Filing date: 01 Mar 2011
Reporting date: 25 Feb 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 01062011

Filing date: 06 Jan 2011
Reporting date: 04 Jan 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 12162010

Filing date: 20 Dec 2010
Reporting date: 16 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 11162010

Filing date: 17 Nov 2010
Reporting date: 15 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 10192010

Filing date: 19 Oct 2010
Reporting date: 15 Oct 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 092010

Filing date: 20 Sep 2010
Reporting date: 16 Sep 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 081810

Filing date: 18 Aug 2010
Reporting date: 16 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 071610

Filing date: 20 Jul 2010
Reporting date: 16 Jul 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 061810

Filing date: 17 Jun 2010
Reporting date: 16 Jun 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 051810

Filing date: 19 May 2010
Reporting date: 18 May 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 041910

Filing date: 20 Apr 2010
Reporting date: 16 Apr 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 021610

Filing date: 18 Mar 2010
Reporting date: 16 Mar 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 03012010

Filing date: 01 Mar 2010
Reporting date: 25 Feb 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 021610

Filing date: 18 Feb 2010
Reporting date: 16 Feb 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-34358

KALSU 011910

Filing date: 20 Jan 2010
Reporting date: 19 Jan 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

James Barton Kalsu files with the SEC under CIK 0001431565. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.