Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001431403.
Entity Type
Individual
Total Filings
74
Latest Filing
15 Jun 2021
Industry
n/a
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4 filed on 15 Jun 2021 for CIK 0001431403.
4 filed on 15 Jun 2021 for CIK 0001431403.
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A newly filed 4 can change the filing history, ownership context, or next research path for Nicholas Simon.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 10 Jun 2021. Open the source-backed page to inspect the fresh filing or facts context.
Update date
15 Jun 2021
Page type
Ownership filings
Latest period
10 Jun 2021
Ownership context was refreshed from SEC Forms 3/4/5 filed on 15 Jun 2021.
Nicholas Simon has filed 74 SEC EDGAR filings since 11 Apr 2008. Common forms include 4, 3, 4/A.
Recent SEC filings for Nicholas Simon with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 15 Jun 2021 | 10 Jun 2021 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Jun 2020 | 18 Jun 2020 | 001-38663 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Jun 2020 | 05 Jun 2020 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Jun 2019 | 19 Jun 2019 | 001-38663 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 18 Jun 2019 | 14 Jun 2019 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Oct 2018 | 28 Sep 2018 | 001-38670 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Oct 2018 | 28 Sep 2018 | 001-38663 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 27 Sep 2018 | 27 Sep 2018 | 001-38663 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 25 Sep 2018 | 25 Sep 2018 | 001-38670 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jul 2018 | 02 Jul 2018 | 001-38554 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 27 Jun 2018 | 27 Jun 2018 | 001-38554 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 07 Jun 2018 | 05 Jun 2018 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 17 Oct 2017 | 16 Oct 2017 | 001-38238 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Oct 2017 | 11 Oct 2017 | 001-38238 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 11 Oct 2017 | 11 Oct 2017 | 001-38238 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 26 Jun 2017 | 22 Jun 2017 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 27 Jun 2016 | 23 Jun 2016 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Feb 2016 | 08 Feb 2016 | 001-36208 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Feb 2016 | 03 Feb 2016 | 001-36208 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Feb 2016 | 29 Jan 2016 | 001-36208 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Jan 2016 | 26 Jan 2016 | 001-36208 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 - | 17 Aug 2015 | 26 Jun 2015 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 17 Jun 2015 | 15 Jun 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Jun 2015 | 11 Jun 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Jun 2015 | 08 Jun 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Jun 2015 | 01 Jun 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 May 2015 | 26 May 2015 | 001-36080 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Mar 2015 | 20 Mar 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Mar 2015 | 17 Mar 2015 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 30 Jan 2015 | 28 Jan 2015 | 001-36152 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 30 Jan 2015 | 25 Oct 2013 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Jan 2015 | 08 Jan 2015 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Jan 2015 | 05 Jan 2015 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 30 Dec 2014 | 26 Dec 2014 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 24 Dec 2014 | 22 Dec 2014 | 001-36152 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 - | 28 Oct 2014 | 28 Oct 2014 | 001-36709 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Jun 2014 | 11 Jun 2014 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 11 Jun 2014 | 09 Jun 2014 | 001-36080 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 19 Dec 2013 | 17 Dec 2013 | 001-36208 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 11 Dec 2013 | 11 Dec 2013 | 001-36208 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 25 Nov 2013 | 22 Nov 2013 | 001-36200 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 21 Nov 2013 | 21 Nov 2013 | 001-36200 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 28 Oct 2013 | 25 Oct 2013 | 001-36152 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 25 Oct 2013 | 25 Oct 2013 | 001-36152 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Oct 2013 | 30 Sep 2013 | 001-36080 |
| 3 | Open 3 document | View SEC filing for 3 | PRIMARY DOCUMENT | 25 Sep 2013 | 25 Sep 2013 | 001-36080 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Sep 2013 | 03 Sep 2013 | 001-35621 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Aug 2012 | 08 Aug 2012 | 001-35621 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 02 Aug 2012 | 02 Aug 2012 | 001-35621 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 06 Jun 2012 | 04 Jun 2012 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 04 Jun 2012 | 31 May 2012 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | SIMON FORM 4 ANNUAL GRANT | 14 Dec 2011 | 12 Dec 2011 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Sep 2011 | 16 Sep 2011 | 001-34962 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Dec 2010 | 16 Dec 2010 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 07 Dec 2010 | 03 Dec 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Nov 2010 | 29 Nov 2010 | 001-34962 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 22 Nov 2010 | 22 Nov 2010 | 001-34962 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 10 Nov 2010 | 08 Nov 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 05 Nov 2010 | 03 Nov 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 02 Nov 2010 | 29 Oct 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Oct 2010 | 08 Oct 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 20 Aug 2010 | 20 Aug 2010 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 15 Jul 2010 | 13 Jul 2010 | 001-15803 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Jan 2010 | 11 Jan 2010 | 001-33095 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Jan 2010 | 06 Jan 2010 | 001-33095 |
Nicholas Simon files with the SEC under CIK 0001431403. This page aggregates EDGAR filings and related ownership activity.