A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Christopher M. Lal

CIK 0001426395. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

Latest Filing

19 Mar 2024

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 19 Mar 2024 for CIK 0001426395.

View Source Filing

Business address: 903 Calle Amanecer, Suite 100, San Clemente, CA, 92673

Filer intelligence

What SEC filings say about Christopher M. Lal

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for AYX worth $0.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

AYX

19 Mar 2024 · CLO & Corp. Secretary

Issuer page Owner page

Latest update

What changed recently for Christopher M. Lal

Ownership report updated

Latest ownership report period: 19 Mar 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

19 Mar 2024

Page type

Ownership filings

Latest period

19 Mar 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 19 Mar 2024.

Open ownership filings Browse recent public updates

SEC filing record

CIK 0001426395 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

08 Feb 2008

Latest filing

19 Mar 2024

Entity

Individual

Observed form types

4 3

Primary evidence

Open SEC filing index Christopher M. Lal SEC filings Christopher M. Lal owner filings

Latest Filings

Recent SEC filings for Christopher M. Lal with direct links to document and filing folders.

4 File 001-38034

FORM 4

Filing date: 19 Mar 2024
Reporting date: 19 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 11 Mar 2024
Reporting date: 08 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 05 Mar 2024
Reporting date: 01 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 07 Feb 2024
Reporting date: 05 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 04 Dec 2023
Reporting date: 01 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 06 Sep 2023
Reporting date: 01 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Jun 2023
Reporting date: 01 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 09 Mar 2023
Reporting date: 07 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Mar 2023
Reporting date: 01 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 21 Feb 2023
Reporting date: 20 Feb 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 03 Jan 2023
Reporting date: 01 Jan 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Dec 2022
Reporting date: 01 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 16 Sep 2022
Reporting date: 14 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Sep 2022
Reporting date: 01 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 08 Aug 2022
Reporting date: 05 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Jun 2022
Reporting date: 01 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 05 May 2022
Reporting date: 04 May 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 16 Mar 2022
Reporting date: 14 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 03 Mar 2022
Reporting date: 01 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 01 Mar 2022
Reporting date: 25 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 04 Jan 2022
Reporting date: 01 Jan 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Dec 2021
Reporting date: 01 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 21 Jun 2021
Reporting date: 17 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 17 Jun 2021
Reporting date: 14 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 19 Apr 2021
Reporting date: 15 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 17 Mar 2021
Reporting date: 15 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 09 Mar 2021
Reporting date: 05 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 18 Feb 2021
Reporting date: 16 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 19 Jan 2021
Reporting date: 15 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 05 Jan 2021
Reporting date: 01 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 17 Dec 2020
Reporting date: 15 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 01 Dec 2020
Reporting date: 27 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 18 Nov 2020
Reporting date: 16 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 19 Oct 2020
Reporting date: 15 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 08 Oct 2020
Reporting date: 06 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 17 Sep 2020
Reporting date: 15 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 16 Jul 2020
Reporting date: 15 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 16 Jun 2020
Reporting date: 15 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 03 Jun 2020
Reporting date: 02 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 22 May 2020
Reporting date: 21 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 19 May 2020
Reporting date: 15 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 17 Apr 2020
Reporting date: 15 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 24 Mar 2020
Reporting date: 20 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 18 Mar 2020
Reporting date: 16 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 21 Feb 2020
Reporting date: 19 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 19 Feb 2020
Reporting date: 18 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 16 Jan 2020
Reporting date: 15 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 03 Jan 2020
Reporting date: 01 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 18 Dec 2019
Reporting date: 16 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 02 Dec 2019
Reporting date: 29 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 18 Nov 2019
Reporting date: 15 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 16 Oct 2019
Reporting date: 15 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 16 Sep 2019
Reporting date: 16 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 23 Aug 2019
Reporting date: 22 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4

Filing date: 28 May 2019
Reporting date: 23 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 17 May 2019
Reporting date: 16 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 22 Mar 2019
Reporting date: 21 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 13 Mar 2019
Reporting date: 12 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 06 Mar 2019
Reporting date: 04 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 04 Mar 2019
Reporting date: 28 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 31 Jan 2019
Reporting date: 29 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 03 Jan 2019
Reporting date: 01 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 17 Dec 2018
Reporting date: 14 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 03 Dec 2018
Reporting date: 29 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 24 Aug 2018
Reporting date: 22 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 20 Jun 2018
Reporting date: 20 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 02 Mar 2018
Reporting date: 28 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 08 Jan 2018
Reporting date: 05 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 30 Nov 2017
Reporting date: 29 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-38034

FORM 4 SUBMISSION

Filing date: 20 Nov 2017
Reporting date: 17 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-38034

FORM 3

Filing date: 23 Mar 2017
Reporting date: 23 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing