Wayne P. Rothbaum SEC EDGAR Filings (CIK 0001423102)

SEC EDGAR filings, ownership reports, and insider transactions for Wayne P. Rothbaum.

Business address
C/O Quogue Capital Llc, 1285 Avenue Of The Americas, 35 Th Floor, New York, NY, 10019
Top holdings (ownership)
IOVA
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Wayne P. Rothbaum has filed 9 SEC EDGAR filings since 14 Jan 2008

Latest Filings

Recent SEC filings for Wayne P. Rothbaum including 4, 3, SC 13G/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Mar 2024 01 Mar 2024 001-36860
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Feb 2024 20 Feb 2024 001-36860
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Sep 2023 15 Sep 2023 001-36860
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Dec 2022 02 Dec 2022 001-36860
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Jun 2022 31 May 2022 001-36860
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 07 Dec 2018 04 Dec 2018 001-36860
3 Open 3 document View SEC filing for 3 3 15 Jun 2016 07 Jun 2016 001-36860

About this filer

Wayne P. Rothbaum files with the SEC under CIK 0001423102. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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