SEC EDGAR filings, ownership reports, and insider transactions for XML SECURITIES, LLC.
Recent SEC filings for XML SECURITIES, LLC including X-17A-5, X-17A-5/A, 13F-HR/A and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 28 Feb 2025 | 31 Dec 2024 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 29 Feb 2024 | 31 Dec 2023 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 01 Mar 2023 | 31 Dec 2022 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 30 Mar 2022 | 31 Dec 2021 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 26 Feb 2021 | 31 Dec 2020 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 09 Apr 2020 | 31 Dec 2019 | 008-67776 | |
| X-17A-5/A | Open X-17A-5/A document | View SEC filing for X-17A-5/A | 04 Apr 2019 | 31 Dec 2018 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 15 Mar 2019 | 31 Dec 2018 | 008-67776 | |
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | 14 Jun 2018 | 31 Mar 2018 | 028-18790 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 24 May 2018 | 31 Dec 2017 | 028-18790 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 17 May 2018 | 31 Mar 2018 | 028-18790 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 01 Mar 2018 | 31 Dec 2017 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 01 Mar 2017 | 31 Dec 2016 | 008-67776 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 14 Mar 2016 | 31 Dec 2015 | 008-67776 | |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 27 Feb 2015 | 31 Dec 2014 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 27 Feb 2015 | 31 Dec 2014 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 05 Mar 2014 | 31 Dec 2013 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 28 Feb 2013 | 31 Dec 2012 | 008-67776 |
| X-17A-5/A | Open X-17A-5/A document | View SEC filing for X-17A-5/A | AUTO-GENERATED PAPER DOCUMENT | 15 May 2012 | 31 Dec 2011 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 29 Feb 2012 | 31 Dec 2011 | 008-67776 |
| X-17A-5/A | Open X-17A-5/A document | View SEC filing for X-17A-5/A | AUTO-GENERATED PAPER DOCUMENT | 28 Feb 2011 | 31 Dec 2010 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 28 Feb 2011 | 31 Dec 2010 | 008-67776 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 26 Feb 2010 | 31 Dec 2009 | 008-67776 |
XML SECURITIES, LLC files with the SEC under CIK 0001420989. This page aggregates EDGAR filings and related ownership activity.