A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Alan Rootenberg.

Business address: 44 Victoria Street, Suite 440, Toronto, Ontario, Canada, M5C 1Y2
Top holdings (ownership): AZ

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Alan Rootenberg has filed 4 SEC EDGAR filings since 01 Oct 2007

Recent SEC filings for Alan Rootenberg including 3, 4.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
3	Open 3 document	View SEC filing for 3	3	18 Mar 2026	18 Mar 2026	001-40472

Alan Rootenberg files with the SEC under CIK 0001413704. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.