A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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Filer Snapshot

Steven M. Galbraith

CIK 0001411020. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

07 Feb 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for CMLS. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Insider / owner context

CMLS

22 Jan 2025

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Source: SEC Forms 3/4/5

3/A filed on 07 Feb 2025 for CIK 0001411020.

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Business address: C/O Pzena Investment Management Llc, 120 West 45 Th Street, 20 Th Floor, New York, NY, 10036

Filer intelligence

What SEC filings say about Steven M. Galbraith

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for CMLS.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

CMLS

22 Jan 2025

Issuer page Owner page

PZN

31 Oct 2022

Issuer page Owner page

Latest update

What changed recently for Steven M. Galbraith

Ownership report updated

Latest ownership report period: 22 Jan 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

07 Feb 2025

Page type

Ownership filings

Latest period

22 Jan 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 07 Feb 2025.

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SEC filing record

CIK 0001411020 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

24 Oct 2007

Latest filing

07 Feb 2025

Entity

Individual

Observed form types

3/A 3 4

CIK-linked evidence first

Steven M. Galbraith SEC filings Steven M. Galbraith owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 18 SEC filings for Steven M. Galbraith.

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3/A File 001-38108

FORM 3/A

Filing date: 07 Feb 2025
Reporting date: 22 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-38108

FORM 3

Filing date: 06 Feb 2025
Reporting date: 22 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

4 filing

Filing date: 02 Nov 2022
Reporting date: 31 Oct 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 04 Jan 2022
Reporting date: 01 Jan 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 05 Jan 2021
Reporting date: 01 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 22 Oct 2020
Reporting date: 21 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 07 Apr 2020
Reporting date: 06 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 03 Jan 2020
Reporting date: 01 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 03 Jan 2019
Reporting date: 01 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 03 Jan 2018
Reporting date: 01 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 04 Jan 2017
Reporting date: 01 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-33761

FORM 4

Filing date: 05 Jan 2016
Reporting date: 01 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

Steven M. Galbraith

Start with the SEC data that changes for this CIK

What SEC filings say about Steven M. Galbraith

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for Steven M. Galbraith

CIK 0001411020 filing coverage

Latest Filings

FORM 3/A

FORM 3

4 filing

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

FORM 4

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