Filer Snapshot

Guinness Asset Management LTD

CIK 0001409661. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Company

Total Filings

77

Latest Filing

21 Apr 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q1 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

JNJ

$266.41M reported value

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Form 13F

13F-HR filed on 21 Apr 2026 for CIK 0001409661.

View Source Filing
Identity
Business address
18 Smith Square, London, SW1P 3HZ
SEC ownership signals
Filing-backed coverage

13F portfolio value

$5.8B

Latest parsed institutional portfolio value.

Top 13F symbols

JNJ, AVGO, ABBV, AFL

Symbols from the latest parsed 13F holdings.

SEC record
State of incorporation
United Kingdom
Fiscal year end
31 December

Filer intelligence

What SEC filings say about Guinness Asset Management LTD

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Latest parsed 13F shows $5.8B across 143 reported holdings for Q1 2026.
  • Largest parsed 13F holding: JNJ at $266.41M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 143 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q1 2026 - 21 Apr 2026

Top 5 concentration

21%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$1.23B

Compared with $5.8B total 13F value.

Top 5 net change

-$159.87M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: MSFT ยท Largest trim: JNJ

JNJ AVGO ABBV AFL CME Other holdings

JNJ

4.6%

Johnson & Johnson

$266.41M

AVGO

4.4%

Broadcom Inc

$255.24M

ABBV

4.1%

Abbvie Inc

$238.74M

AFL

4.1%

Aflac Inc

$236.29M

CME

4.1%

Cme Group Inc

$236.01M

Latest update

What changed recently for Guinness Asset Management LTD

New filing available

Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

21 Apr 2026

Page type

Filer profile

Latest period

Q1 2026

Institutional portfolio context was refreshed from a 13F filing filed on 21 Apr 2026.

Benchmark Context

Benchmark context for this company

Guinness Asset Management LTD has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

SEC filing record

CIK 0001409661 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
77
First seen
28 Nov 2007
Latest filing
21 Apr 2026
Entity
Company

Latest Filings

Showing the latest 12 of 68 SEC filings for Guinness Asset Management LTD.

13F-HR File 028-12636

13F-HR filing

Filing date
21 Apr 2026
Reporting date
31 Mar 2026
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
09 Feb 2026
Reporting date
31 Dec 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
05 Nov 2025
Reporting date
30 Sep 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
01 Aug 2025
Reporting date
30 Jun 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR/A File 028-12636

13F-HR/A filing

Filing date
17 Jun 2025
Reporting date
31 Mar 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
13 May 2025
Reporting date
31 Mar 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
16 Jan 2025
Reporting date
31 Dec 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
10 Oct 2024
Reporting date
30 Sep 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
11 Jul 2024
Reporting date
30 Jun 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
11 Apr 2024
Reporting date
31 Mar 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
12 Feb 2024
Reporting date
31 Dec 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR File 028-12636

13F-HR filing

Filing date
06 Nov 2023
Reporting date
30 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
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