Entity Type
Individual
SEC filings, ownership reports, and insider transactions for CIK 0001409460.
Entity Type
Individual
Total Filings
71
Latest Filing
01 Apr 2026
Industry
n/a
Keep this page in your research queue, then return to compare new filings with prior context.
Save and revisit
Save this filer page
Create a free account to keep this page in your watchlists. After verification, we will save it automatically and open your saved research list.
Best next steps
Start with the latest filings table, then open the strongest context page for this filer.
4 filed on 01 Apr 2026 for CIK 0001409460.
4 filed on 01 Apr 2026 for CIK 0001409460.
Return Loop
A newly filed 4 can change the filing history, ownership context, or next research path for Steven M. Klein.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest ownership report period: 01 Apr 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
01 Apr 2026
Page type
Ownership filings
Latest period
01 Apr 2026
Ownership context was refreshed from SEC Forms 3/4/5 filed on 01 Apr 2026.
Steven M. Klein has filed 71 SEC EDGAR filings since 10 Aug 2007. Common forms include 4, 4/A, 3.
Recent SEC filings for Steven M. Klein with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Apr 2026 | 01 Apr 2026 | 000-00422 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 Jan 2026 | 27 Jan 2026 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Jan 2026 | 24 Jan 2026 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 01 Apr 2025 | 01 Apr 2025 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Feb 2025 | 17 Feb 2025 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Jan 2025 | 28 Jan 2025 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 Jan 2025 | 24 Jan 2025 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Jun 2024 | 11 Jun 2024 | 001-35791 |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 26 Apr 2024 | 28 Feb 2024 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Apr 2024 | 01 Apr 2024 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Mar 2024 | 28 Feb 2024 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Feb 2024 | 17 Feb 2024 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Jan 2024 | 26 Jan 2024 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 04 Apr 2023 | 31 Mar 2023 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Mar 2023 | 01 Mar 2023 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Feb 2023 | 21 Feb 2023 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Feb 2023 | 01 Feb 2023 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 31 Jan 2023 | 27 Jan 2023 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Nov 2022 | 31 Oct 2022 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 06 Apr 2022 | 01 Apr 2022 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 Mar 2022 | 10 Mar 2022 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Feb 2022 | 28 Jan 2022 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Aug 2021 | 05 Aug 2021 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 01 Apr 2021 | 01 Apr 2021 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Feb 2021 | 29 Jan 2021 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Sep 2020 | 18 Sep 2020 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 May 2020 | 27 May 2020 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 May 2020 | 06 May 2020 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 May 2020 | 01 May 2020 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Apr 2020 | 01 Apr 2020 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 Feb 2020 | 17 Feb 2020 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jun 2019 | 13 Jun 2019 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 29 May 2019 | 28 May 2019 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Apr 2019 | 01 Apr 2019 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 26 Nov 2018 | 23 Nov 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 06 Jun 2018 | 05 Jun 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 May 2018 | 29 May 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 08 May 2018 | 04 May 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 May 2018 | 30 Apr 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Apr 2018 | 29 Mar 2018 | 000-00422 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Jan 2018 | 26 Jan 2018 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Nov 2017 | 01 Nov 2017 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 May 2017 | 03 May 2017 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Apr 2017 | 31 Mar 2017 | 000-00422 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Dec 2016 | 19 Dec 2016 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Jun 2016 | 10 Jun 2016 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 02 Jun 2016 | 02 Jun 2016 | 000-00422 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 05 May 2016 | 04 May 2016 | 001-35791 |
| 4/A | Open 4/A document | View SEC filing for 4/A | PRIMARY DOCUMENT | 15 Jun 2015 | 11 Jun 2015 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 12 Jun 2015 | 11 Jun 2015 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jun 2015 | 02 Jun 2015 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Jun 2015 | 27 May 2015 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 13 Jun 2014 | 11 Jun 2014 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 03 Jun 2014 | 03 Jun 2014 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 03 Feb 2014 | 30 Jan 2014 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 04 Jun 2013 | 04 Jun 2013 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 08 Feb 2013 | 07 Feb 2013 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 28 Jan 2013 | 24 Jan 2013 | 001-35791 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 23 Jan 2013 | 23 Jan 2013 | 001-35791 |
| 4 | Open 4 document | View SEC filing for 4 | 04 Jun 2012 | 04 Jun 2012 | 000-00422 | |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Feb 2012 | 30 Jan 2012 | 001-33732 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 02 Jun 2011 | 02 Jun 2011 | 000-00422 |
| 4 | Open 4 document | View SEC filing for 4 | PRIMARY DOCUMENT | 01 Feb 2011 | 30 Jan 2011 | 001-33732 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 03 Jun 2010 | 03 Jun 2010 | 000-00422 |
Steven M. Klein files with the SEC under CIK 0001409460. This page aggregates EDGAR filings and related ownership activity.